17a-4 LLC Employee Directory

Data Security Software ProductsNew York, United States11-50 Employees

17a-4 LLC is a leading provider of compliance software and consulting services. 

DataParser is 17a-4 LLC’s flagship connector solution built for messaging compliance. It is deployed globally across enterprise environments, where it manages and processes millions of messages every day. DataParser is compatible with a wide array of enterprise communication platforms and messaging systems, enabling organizations to capture, format, filter, archive, and audit communications in accordance with regulatory requirements. The solution is highly scalable and flexible, allowing for integration with various data sources (Zoom, Slack, Webex, Teams, Symphony, Bloomberg…) and storage architectures (M365 Purview, Google Vault, Azure Blob, AWS…) . With its robust filtering, formatting, and output options, DataParser streamlines compliance workflows and delivers reliable, automated processing - making it an essential tool for industries where messaging compliance is critical. Financial firms, Government agencies, Education, Energy and Healthcare organizations all use DataParser.  

Additional products include eDisclaimer, WebParser and PostLog to support regulatory requirements and provide legal protection for corporate communications.

17a-4 LLC offers a range of services designed to support regulatory compliance and data management. These services include:
•	Designated Third Party services
•	Fully Paid Stock Lending 3rd Party Collateral Administration services
•	Books & Records audits
•	Archive reviews and assessments of compliant architectures

17a-4 specializes in data governance, electronic records retention, and regulatory technology solutions. With over twenty years of expertise, 17a-4 assists organizations from various industries in navigating complex regulatory environments and achieving confidence in their compliance strategies.

Find 17a-4 LLC employees' phone numbers or email addresses

17a-4 LLC Global Highlights

Location
Employees

North America
20

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  • United States Of America
    20

Europe
1

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  • United Kingdom Of Great Britain And Northern Ireland
    1

17a-4 LLC's Leadership

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    C. R.
    Chief Technology Officer
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  • Stylized image of a person
    C. W.
    Managing Partner
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  • Stylized image of a person
    D. W.
    Director | Compliance Services
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    K. H.
    Senior Director Of Business Development
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    K. L.
    Director Of Support
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    E. M.
    Software Testing Manager
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    S. B.
    Project Manager
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  • Stylized image of a person
    M. B.
    Project Manager
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17a-4 LLC Employee Metrics

100%
50%
0%
2026
2025
  • Engineering
  • Program & Project Management
  • Administrative
  • Analytics
  • Business Development
  • Other
  • Business

Contact profiles from 17a-4 LLC

Name
Title
Contact Info
Location
Last Update
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    C. W.
    Managing Partner
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    United StatesNew York
    Dec 11, 2025
  • Stylized image of a person
    C. R.
    Chief Technology Officer
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    United StatesVirginia
    Aug 28, 2024
  • Stylized image of a person
    D. W.
    Director | Compliance Services
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    United StatesTennessee
    Apr 21, 2026
  • Stylized image of a person
    K. H.
    Senior Director Of Business Development
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    United StatesMassachusetts
    Jun 02, 2026
  • Stylized image of a person
    K. L.
    Director Of Support
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    United StatesMissouri
    Sep 09, 2025
  • Stylized image of a person
    E. M.
    Software Testing Manager
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    United StatesMissouri
    Oct 24, 2025
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    S. B.
    Project Manager
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    United StatesKansas
    Oct 23, 2025
  • Stylized image of a person
    M. B.
    Project Manager
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    United StatesNew York
    Jul 27, 2024
  • Stylized image of a person
    S. G.
    Accounts Manager
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    United StatesNew York
    Dec 19, 2024
  • Stylized image of a person
    S. R.
    Senior Software Engineer
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    UNITED STATES
    Mar 08, 2023

Frequently Asked Questions

What is 17a-4 LLC known for?

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17a-4 LLC was founded in 2001 operates in the Data Security Software Products industry. The company's main headquarters is located in New York, New York 10016 United States; you can contact the main corporate office by phone at . Explore 17a-4 LLC's company overview page for more information.

What is 17a-4 LLC's most common email format?

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17a-4 LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more 17a-4 LLC email formats with LeadIQ.

How many employees does 17a-4 LLC have currently?

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17a-4 LLC has approximately 19 employees as of June 2026. These team members are located across 2 continents, including North AmericaEurope.

Who are 17a-4 LLC's key employees and leadership?

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As of June 2026, 17a-4 LLC's key employees include:

  • Chief Technology Officer: C. R.
  • Managing Partner: C. W.
  • Director | Compliance Services: D. W.
  • Senior Director Of Business Development: K. H.
  • Director Of Support: K. L.

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