ACI (Financial Consulting Firm) Employee Directory
Financial ServicesFlorida, United States11-50 Employees
Nummi & Associates, P.A. (NAPA) is a financial consulting firm that specializes in developing compliance and risk management programs for broker dealers, hedge funds, and investment advisors. Services include NAPA develops custom compliance programs that take into account the lastest regulatory developments affecting your firm to shape your compliance program. Compliance services include consulting, form filings, document creation and review (WSPs, Code of Ethics, Business Continuity Plans), Audits (AML, Mock SEC), and training courses. Through our best in class partnerships, NAPA also offers a range of services including compliance software solutions, trading software, best execution software, audit referrals, and continuing education courses.