Allison-Williams Company Email Format

Investment BankingMinnesota, United States2-10 Employees

Thanks for your interest in Allison-Williams Company.  Our business was formed in 1919 primarily as an underwriter and secondary trading firm for municipal and corporate securities issues.   Over the years, the firm became primarily known for trading and making markets in physical niche securities, leases and loans.  After extensive review, in 2022, firm ownership made the difficult decision to forfeit our registration with FINRA.  We maintained an impeccable regulatory and client service reputation but the costs of maintaining excellent client service in a increasingly complex compliance environment required a scale of operations for which our team did not have sufficient bandwidth.  Please be patient as we re-invent our firm.   We are excited for our future.   

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