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Ascendant Compliance Management Employee Directory

Investment ManagementConnecticut, United States2-10 Employees

Ascendant Compliance Management provides compliance services for investment managers, broker-dealers and hedge funds worldwide, helping clients interpret and navigate complex regulatory requirements. The firm brings together experienced consultants who emphasize high-quality client service, ongoing education, and practical, technology-enabled solutions. Based in Salisbury, Connecticut, the company also operates US locations in San Francisco and New York City, supporting more than 450 investment businesses across the UK and the United States.

The organization aims to simplify the regulatory landscape, seeking to make compliance an approachable part of daily business for client firms. It supports senior management in understanding and implementing compliance controls to ensure that good practice is integrated into ordinary operations.

Find Ascendant Compliance Management employees' phone numbers or email addresses

Ascendant Compliance Management Global Highlights

Location
Employees

North America
12

Minus sign iconPlus sign icon
  • United States Of America
    12

Ascendant Compliance Management's Leadership

  • Stylized image of a person
    R. J.
    Vp Client Services
    Phone icon
    Mobile Phone
  • Stylized image of a person
    J. H.
    President/Ceo
    Phone icon
    Mobile Phone
  • Stylized image of a person
    S. A.
    President
    Phone icon
    Mobile Phone
  • Stylized image of a person
    S. C.
    Partner, Manager Of Client Accounts
    Phone icon
    Mobile Phone
  • Stylized image of a person
    J. G.
    Director, Private Funds And Broker-Dealer Services
    Phone icon
    Mobile Phone
  • Stylized image of a person
    L. N.
    Senior Manager, Compliance
    Phone icon
    Mobile Phone
  • Stylized image of a person
    L. C.
    Senior Compliance Manager
    Phone icon
    Mobile Phone
  • Stylized image of a person
    L. R.
    Senior Compliance Manager
    Phone icon
    Mobile Phone

Ascendant Compliance Management Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Information Security
  • Accounting
  • Administrative
  • Other

Contact profiles from Ascendant Compliance Management

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    J. H.
    President/Ceo
    Phone icon
    Mobile Phone
    United StatesMaryland
    Apr 14, 2026
  • Stylized image of a person
    S. C.
    Partner, Manager Of Client Accounts
    Phone icon
    Mobile Phone
    United StatesConnecticut
    Jun 01, 2026
  • Stylized image of a person
    S. A.
    President
    Phone icon
    Mobile Phone
    United StatesConnecticut
    Oct 18, 2024
  • Stylized image of a person
    R. J.
    Vp Client Services
    Phone icon
    Mobile Phone
    United StatesMaryland
    Apr 13, 2026
  • Stylized image of a person
    J. G.
    Director, Private Funds And Broker-Dealer Services
    Phone icon
    Mobile Phone
    United States
    Sep 08, 2025
  • Stylized image of a person
    L. N.
    Senior Manager, Compliance
    Phone icon
    Mobile Phone
    United StatesConnecticut
    Nov 08, 2023
  • Stylized image of a person
    L. C.
    Senior Compliance Manager
    Phone icon
    Mobile Phone
    Oct 18, 2024
  • Stylized image of a person
    L. R.
    Senior Compliance Manager
    Phone icon
    Mobile Phone
    United StatesConnecticut
    Oct 22, 2024

Frequently Asked Questions

What is Ascendant Compliance Management known for?

Minus sign iconPlus sign iconAscendant Compliance Management was founded in 2006 operates in the Investment Management industry. The company's main headquarters is located in 194 Main Street Salisbury, Connecticut 06068 United States; you can contact the main corporate office by phone at
+1-860-435-****
. Explore Ascendant Compliance Management's company overview page for more information.

What is Ascendant Compliance Management's most common email format?

Minus sign iconPlus sign iconAscendant Compliance Management employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Ascendant Compliance Management email formats with LeadIQ.

How many employees does Ascendant Compliance Management have currently?

Minus sign iconPlus sign iconAscendant Compliance Management has approximately 9 employees as of June 2026. These team members are located across 1 continents, including North America.

Who are Ascendant Compliance Management's key employees and leadership?

Minus sign iconPlus sign icon

As of June 2026, Ascendant Compliance Management's key employees include:

  • Vp Client Services: R. J.
  • President/Ceo: J. H.
  • President: S. A.
  • Partner, Manager Of Client Accounts: S. C.
  • Director, Private Funds And Broker-Dealer Services: J. G.

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