What departments does Boston Compliance Associates have?

Boston Compliance Associates has employees across 1 departments including Consultant.

What is the largest department at Boston Compliance Associates?

The largest department at Boston Compliance Associates is Consultant with 1 employees.

Where are Boston Compliance Associates employees located globally?

Boston Compliance Associates has employees across 1 continents and 1 countries including United States Of America.

How has Boston Compliance Associates's team size changed over time?

Boston Compliance Associates's team has remained stable from approximately 1 to 1 employees based on available data.

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Boston Compliance Associates Employee Directory

Financial ServicesMassachusetts, United States2-10 Employees

Boston Compliance Associates operates in the financial services sector, based in Brookline, Massachusetts. The firm provides full-service compliance consulting and legal services for small- to mid-sized broker-dealers, investment advisers, and financial planners. Each engagement is staffed with a compliance consultant and a securities attorney who address clients' state and federal regulatory needs. The firm emphasizes a bundled service model, delivering both compliance advice and legal support in a single engagement for independent investment professionals. This approach targets smaller broker-dealers and advisory practices seeking streamlined regulatory assistance.

Boston Compliance Associates Global Highlights

North America
2

United States Of America
2

Boston Compliance Associates's Leadership

T. P.
Founder & Compliance Principal
Mobile Phone
Email
D. R.
Counsel And Senior Consultant
Mobile Phone
Email

Boston Compliance Associates Employee Metrics

100%

50%

2026

2025

Legal
Other

Contact profiles from Boston Compliance Associates

Name

Title

Contact

Location

Last Update

T. P.
Founder & Compliance Principal
Mobile Phone
Email
United StatesMassachusetts
Apr 15, 2026
D. R.
Counsel And Senior Consultant
Mobile Phone
Email
United StatesMassachusetts
May 29, 2026

Frequently Asked Questions

What is Boston Compliance Associates known for?

Boston Compliance Associates was founded in 2006 operates in the Financial Services industry; you can contact the main corporate office by phone at

+1-617-274-****

. Explore Boston Compliance Associates's company overview page for more information.

What is Boston Compliance Associates's most common email format?

Boston Compliance Associates employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Boston Compliance Associates email formats with LeadIQ.

How many employees does Boston Compliance Associates have currently?

Boston Compliance Associates has approximately 2 employees as of August 2026. These team members are located across 1 continents, including North America.

Who are Boston Compliance Associates's key employees and leadership?

As of August 2026, Boston Compliance Associates's key employees include:

Founder & Compliance Principal: T. P.
Counsel And Senior Consultant: D. R.

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Boston Compliance Associates Employee Directory

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