Business Compliance Partners

Financial ServicesUnited States2-10 Employees

Business Compliance Partners (“BCP”) provides comprehensive affordable compliance programs and services to small and medium sized investment advisors and broker-dealers that do not have the resources to independently develop robust compliance programs.  

We break compliance tasks into easy “bite sized” pieces though our web-based Monthly Workbooks. Completing each workbook provides a monthly check-up to keep a firm on track towards achieving their compliance goals.

Expert advice is just a telephone call or e-mail away.  Clients can draw on the more than 30 years of consulting and regulatory experience of our principals.

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