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Capital Market Solutions LLC Employee Directory

Financial ServicesNew York, United States2-10 Employees

Capital Market Solutions LLC is a New York-based firm in the financial services sector that focuses on regulatory compliance and surveillance for broker-dealers, investment banks, exchanges, OMS/EMS providers, and algorithmic trading firms. Its cloud-based platform handles CAT and CAIS reporting to FINRA, supports exception management, and provides regulatory insights. The flagship RSMS is designed to ensure timely submissions with high accuracy, contributing to audit readiness. The company lists Instinet, Broadridge, and Abel Noser among its clients, illustrating engagement with major market participants. In September 2025, Capital Market Solutions launched RSMS Vault, a cloud-based storage solution for SEC Rule 17a-4 that integrates with RSMS to offer immutability, encryption, and oversight.

Find Capital Market Solutions LLC employees' phone numbers or email addresses

Capital Market Solutions LLC Global Highlights

Location
Employees

North America
2

Minus sign iconPlus sign icon
  • United States Of America
    2

Capital Market Solutions LLC's Leadership

  • Stylized image of a person
    S. M.
    Co-Founder And Partner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    J. C.
    Partner
    Phone icon
    Mobile Phone

Capital Market Solutions LLC Employee Metrics

100%
50%
0%
2026
2025
  • Business
  • Accounting
  • Administrative
  • Analytics
  • Arts & Design
  • Other
  • Consultant

Contact profiles from Capital Market Solutions LLC

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    J. C.
    Partner
    Phone icon
    Mobile Phone
    United StatesNew Jersey
    Oct 17, 2025
  • Stylized image of a person
    S. M.
    Co-Founder And Partner
    Phone icon
    Mobile Phone
    United StatesNew Jersey
    Feb 16, 2026

Frequently Asked Questions

What is Capital Market Solutions LLC known for?

Minus sign iconPlus sign iconCapital Market Solutions LLC operates in the Financial Services industry. The company's main headquarters is located in 100 Church Street 8th Floor New York, New York 10007 United States. Explore Capital Market Solutions LLC's company overview page for more information.

What is Capital Market Solutions LLC's most common email format?

Minus sign iconPlus sign iconCapital Market Solutions LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Capital Market Solutions LLC email formats with LeadIQ.

How many employees does Capital Market Solutions LLC have currently?

Minus sign iconPlus sign iconCapital Market Solutions LLC has approximately 6 employees as of April 2026. These team members are located across 1 continents, including North America.

Who are Capital Market Solutions LLC's key employees and leadership?

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As of April 2026, Capital Market Solutions LLC's key employees include:

  • Co-Founder And Partner: S. M.
  • Partner: J. C.

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