Boutique RIA Independent, SEC-registered investment advisory with a boutique approach serving high-margin individual and institutional clients; potential upsell of advanced financial planning, bespoke investment portfolios, and ongoing advisory services to expand wallet share.

Recent leadership Recent appointment of Gurinder Ahluwalia as president signals leadership expansion and strategic direction; opportunities to engage around firm growth initiatives, cross-sell with Hightower platform capabilities, and introductions to new institutional clients.

Acquisition history Part of Hightower Advisors through acquisition, with a track record of integrating boutique practices into a larger platform; explore complementary technology, back-office support, and scalable solutions to attract similar mid-market advisers seeking platform benefits.

Tech stack leverage Uses a modern tech stack (HubSpot Analytics, AWS, Contentful, WordPress, Piwik PRO, Box, etc.); identify opportunities to upsell data analytics, client onboarding automation, CRM enhancements, and security/compliance tooling to strengthen client service.

Growth opportunities Revenue in the low-to-mid single digits with a small team; potential for scalable services, asset growth strategies, and expanded client acquisition channels through Hightower ecosystem, partnerships, and expanded marketing outreach.