Compliance Advisory Services, Inc. Employee Directory

Q: What is Compliance Advisory Services, Inc. known for?

Compliance Advisory Services, Inc. was founded in 1999. Compliance Advisory Services, Inc. operates in the Financial Services industry.

Financial ServicesGeorgia, United States2-10 Employees

Our extensive experience working with independent broker/dealers, registered investment advisers and financial planning boutique operations leaves us uniquely qualified to help with your compliance needs.

We offer assistance with audits of the business, anti-money laundering examinations, supervisory controls testing, registrations, compliance manuals, regulatory responses, compliance staff support, templates of various compliance related documents, risk assessment, forensic testing, implementation of best practice procedures, and more. We will customize our services to fit your needs.

No one knows better how overwhelming the regulators can make this business.  Combine that with cutbacks in both staff and resources and a severe shortage of trained compliance personnel and it’s a recipe for disaster for many firms.  We stand ready to assist you to navigate the compliance and regulatory waters.

Find Compliance Advisory Services, Inc. employees' phone numbers or email addresses

Compliance Advisory Services, Inc. Global Highlights

Europe
1

United Kingdom Of Great Britain And Northern Ireland
1

North America
1

United States Of America
1

Compliance Advisory Services, Inc.'s Leadership

E. C.
Director
Mobile Phone
Email
L. V.
Bsa/Aml Consultant
Mobile Phone
Email

Compliance Advisory Services, Inc. Employee Metrics

100%

50%

0%

2026

2025

Banking
Accounting
Administrative
Analytics
Arts & Design
Other

Contact profiles from Compliance Advisory Services, Inc.

Name

Title

Contact Info

Location

Last Update

E. C.
Director
Mobile Phone
Email
UNITED KINGDOMKent
Oct 31, 2023
L. V.
Bsa/Aml Consultant
Mobile Phone
Email
United StatesFlorida
Feb 19, 2026

Frequently Asked Questions

What is Compliance Advisory Services, Inc. known for?

Compliance Advisory Services, Inc. was founded in 1999 operates in the Financial Services industry. The company's main headquarters is located in Atlanta, Georgia 30340 United States. Explore Compliance Advisory Services, Inc.'s company overview page for more information.

What is Compliance Advisory Services, Inc.'s most common email format?

Compliance Advisory Services, Inc. employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Compliance Advisory Services, Inc. email formats with LeadIQ.

How many employees does Compliance Advisory Services, Inc. have currently?

Compliance Advisory Services, Inc. has approximately 7 employees as of December 2025. These team members are located across 2 continents, including EuropeNorth America.

Who are Compliance Advisory Services, Inc.'s key employees and leadership?

As of December 2025, Compliance Advisory Services, Inc.'s key employees include:

Director: E. C.
Bsa/Aml Consultant: L. V.

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