Compliance Supervisors International, Inc Employee Directory

AccountingNew Jersey, United States2-10 Employees

Compliance Supervisors International, Inc. is a specialized consulting firm focused on regulatory compliance within the accounting sector, with an emphasis on United States futures and commodities rules administered by the NFA and CFTC. Based in Keyport, New Jersey, the company provides services to market participants such as futures commission merchants, retail foreign exchange dealers, introducing brokers, commodity trading advisors, commodity pool operators, and swap dealers, addressing the regulatory and internal control needs of these clients. Its offerings span on-site compliance and financial inspections, policy and procedure development, AML programs, registration and membership filings, risk management reviews, and various audits related to electronic trading platforms and regulatory accounting. The firm also supports disclosure document preparation, performance track verification, and tax-related services for related entities, positioning itself as a full-service adviser for clients navigating complex financial regulations. A recent development involves continuing expansion of its online AML training resources for futures professionals.

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