Core Compliance & Legal Services, Inc. Email Format

Financial ServicesCalifornia, United States11-50 Employees

Core Compliance & Legal Services, Inc. operates in the financial services sector with a focus on helping firms manage regulatory risk and build compliant operations within the securities market. Its services are designed to address the complex regulatory landscape that securities firms face, offering support to implement and maintain effective compliance programs. The company is based in San Diego, California, and serves clients ranging from entrepreneurial startups to large international institutions. The leadership team includes CEO Michelle L. Jacko, whose colleagues have held senior in-house roles such as Chief Compliance Officer, Chief Operations Officer, Chief Legal Officer, Senior Paralegal, and Branch Manager.

In October 2022, Core Compliance partnered with Starkweather & Shepley and announced participation in the Annual Compliance Awards. With a small professional staff, the firm emphasizes customized guidance that aligns regulatory requirements with each client's culture and business goals.

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