FrontLine Compliance Employee Directory

Financial ServicesMaryland, United States2-10 Employees

Since 2006, FrontLine Compliance has shown top-tier investment firms the strategic and economic advantages of thinking proactively and strategically about compliance. Our consulting services employ a deep-dive, customized approach that is rigorous and irrefutably successful. Our clients enjoy prompt response and ready access to our senior executives. We have a 10-year experience prerequisite for our consultants - they’re former SEC examiners, FINRA investigators and CCOs fluent in Investment Adviser and Investment Company ’40 Act rules, FINRA/SEC regs and compliance technology. See how our first-hand knowledge of compliance rules and regulations become strategy-driven solutions helping you achieve your compliance and business goals. For more information, please visit frontlinecompliance.com.

Find FrontLine Compliance employees' phone numbers or email addresses

FrontLine Compliance Global Highlights

Location
Employees

North America
6

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  • United States Of America
    6

FrontLine Compliance's Leadership

  • Stylized image of a person
    A. L.
    Founder And President
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  • Stylized image of a person
    C. A.
    Executive Vice President
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  • Stylized image of a person
    L. E. L.
    Senior Consultant
    Phone icon
  • Stylized image of a person
    S. R.
    Senior Consultant
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  • Stylized image of a person
    J. G.
    Compliance Analyst
    Phone icon

FrontLine Compliance Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Business Development
  • Consultant
  • Accounting
  • Other

Contact profiles from FrontLine Compliance

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    A. L.
    Founder And President
    Phone icon
    United StatesMaryland
    Jan 28, 2026
  • Stylized image of a person
    C. A.
    Executive Vice President
    Phone icon
    United StatesMaryland
    Jan 22, 2026
  • Stylized image of a person
    L. E. L.
    Senior Consultant
    Phone icon
    United StatesMissouri
    Jan 22, 2026
  • Stylized image of a person
    S. R.
    Senior Consultant
    Phone icon
    United StatesNew York
    Jan 22, 2026
  • Stylized image of a person
    J. G.
    Compliance Analyst
    Phone icon
    United StatesDistrict of Columbia
    Oct 18, 2024

Frequently Asked Questions

What is FrontLine Compliance known for?

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FrontLine Compliance was founded in 2006 operates in the Financial Services industry. The company's main headquarters is located in 6010 Executive Boulevard Suite 703 Rockville, Maryland United States; you can contact the main corporate office by phone at . Explore FrontLine Compliance's company overview page for more information.

What is FrontLine Compliance's most common email format?

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FrontLine Compliance employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FrontLine Compliance email formats with LeadIQ.

How many employees does FrontLine Compliance have currently?

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FrontLine Compliance has approximately 5 employees as of February 2026. These team members are located across 1 continents, including North America.

Who are FrontLine Compliance's key employees and leadership?

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As of February 2026, FrontLine Compliance's key employees include:

  • Founder And President: A. L.
  • Executive Vice President: C. A.
  • Senior Consultant: L. E. L.
  • Senior Consultant: S. R.
  • Compliance Analyst: J. G.

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