ITA Compliance, LLC Email Format
Financial ServicesMassachusetts, United States2-10 Employees
ITA Compliance, LLC is a Massachusetts-based firm in the financial services sector that provides independent testing and advisory services to broker-dealers, investment advisers, and investment companies. Its work encompasses anti-money laundering testing, branch office and OSJ inspections, mock regulatory reviews, and assessments of RIA compliance programs. The company is headquartered in Duxbury, Massachusetts, and maintains a Boston-area address. As a small professional services provider, it serves clients that require objective assessments of regulatory compliance and advisory support to strengthen internal controls. Its scope includes AML testing, OSJ inspections, mock reviews, and RIA program reviews to address compliance risk.