Level Four Financial (fka Harbor Financial Services) logo

Level Four Financial (fka Harbor Financial Services) Employee Directory

Financial ServicesAlabama, United States51-200 Employees

Level Four Financial, LLC operates as a securities broker-dealer, a registered investment adviser, and a general insurance agency, serving clients across the United States. It is based in Mobile, Alabama, and holds membership in FINRA and SIPC. 

As of the beginning of 2011, the firm operated more than 50 branches across at least 17 states, with offices concentrated from the New York metropolitan area down to Florida and extending to Colorado. In February 2021, Level Four Financial announced the hire of Alan Leffingwell to its Atlanta, Georgia team as part of ongoing expansion.

Find Level Four Financial (fka Harbor Financial Services) employees' phone numbers or email addresses

Level Four Financial (fka Harbor Financial Services) Global Highlights

Location
Employees

North America
78

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  • United States Of America
    77
  • Canada
    1

Europe
3

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  • United Kingdom Of Great Britain And Northern Ireland
    3

Asia
1

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  • India
    1

Oceania
1

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  • Australia
    1

Level Four Financial (fka Harbor Financial Services)'s Leadership

  • Chief Operating Officer at Level Four Financial (fka Harbor Financial Services)
    A. S.
    Chief Operating Officer
  • President at Level Four Financial (fka Harbor Financial Services)
    T. B.
    President
  • Managing Director Of Public Finance at Level Four Financial (fka Harbor Financial Services)
    D. S.
    Managing Director Of Public Finance
  • Vice President at Level Four Financial (fka Harbor Financial Services)
    M. S.
    Vice President
  • Accounting Manager at Level Four Financial (fka Harbor Financial Services)
    B. M.
    Accounting Manager
  • Principal at Level Four Financial (fka Harbor Financial Services)
    V. P.
    Principal
  • Registered Representative at Level Four Financial (fka Harbor Financial Services)
    D. B.
    Registered Representative
  • Onboarding Assistant at Level Four Financial (fka Harbor Financial Services)
    W. M.
    Onboarding Assistant

Level Four Financial (fka Harbor Financial Services) Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Finance
  • Real Estate
  • Sales
  • Other

Contact profiles from Level Four Financial (fka Harbor Financial Services)

Name
Title
Contact
Location
Last Update
  • Managing Director Of Public Finance at Level Four Financial (fka Harbor Financial Services)
    D. S.
    Managing Director Of Public Finance
    United Kingdom, England
    Sep 02, 2026
  • Chief Operating Officer at Level Four Financial (fka Harbor Financial Services)
    A. S.
    Chief Operating Officer
    Oct 23, 2024
  • President at Level Four Financial (fka Harbor Financial Services)
    T. B.
    President
    Oct 18, 2024
  • Vice President at Level Four Financial (fka Harbor Financial Services)
    M. S.
    Vice President
    Jun 08, 2026
  • Accounting Manager at Level Four Financial (fka Harbor Financial Services)
    B. M.
    Accounting Manager
    Oct 18, 2024
  • Principal at Level Four Financial (fka Harbor Financial Services)
    V. P.
    Principal
    Oct 16, 2024
  • Registered Representative at Level Four Financial (fka Harbor Financial Services)
    D. B.
    Registered Representative
    Sep 18, 2026
  • Onboarding Assistant at Level Four Financial (fka Harbor Financial Services)
    W. M.
    Onboarding Assistant
    United Kingdom, Scotland
    Sep 03, 2026
  • Operations Associate at Level Four Financial (fka Harbor Financial Services)
    A. D.
    Operations Associate
    Oct 22, 2024
  • Wealth Management Advisor at Level Four Financial (fka Harbor Financial Services)
    B. B.
    Wealth Management Advisor
    Oct 23, 2024

Frequently Asked Questions

What is Level Four Financial (fka Harbor Financial Services) known for?

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Level Four Financial (fka Harbor Financial Services) was founded in 2004 and operates in the Financial Services industry. You can contact Level Four Financial (fka Harbor Financial Services)'s main corporate office by phone at . Explore Level Four Financial (fka Harbor Financial Services)'s company overview page for more information.

What is Level Four Financial (fka Harbor Financial Services)'s most common email format?

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Level Four Financial (fka Harbor Financial Services) employees' email format typically follows the pattern of FLast@harborfs.com. Trying to find reliable and up-to-date employee contact data? Find more Level Four Financial (fka Harbor Financial Services) email formats with LeadIQ.

How many employees does Level Four Financial (fka Harbor Financial Services) have currently?

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Level Four Financial (fka Harbor Financial Services) has approximately 51 employees as of July 2026. These team members are located across 4 continents, including North America, Europe and Asia.

Who are Level Four Financial (fka Harbor Financial Services)'s key employees and leadership?

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As of July 2026, Level Four Financial (fka Harbor Financial Services)'s key employees include:

  • Chief Operating Officer: A. S.
  • President: T. B.
  • Managing Director Of Public Finance: D. S.
  • Vice President: M. S.
  • Accounting Manager: B. M.

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