Northern Lights Distributors, LLC Employee Directory

Financial ServicesNebraska, United States11-50 Employees

Adviser Driven. Empowering. Engaged. Whether it is fund distribution or compliance, you need an expert to guide you through the maze and protect your fund, your employees, and even your shareholders from costly mistakes. As a company born and managed from investment adviser roots, we understand the challenges you face. What affects you affects us. We believe your quest to distribute your fund could not have a better advocate than Northern Lights Distributors, LLC. Empowering Driven by our mission to help you navigate the distribution universe, our key accounts managers work one-on-one with your fund to assist in defining your marketing and distribution plan. They introduce you to broker-dealers and their representatives to empower your fund to gain selling agreements. We focus on quickly turning around your advertising review and helping your fund embrace changes in regulations, as well as providing innovative and strategic solutions to your other distribution needs. Engaged Your fund is important to us and you deserve prompt, reliable service and individualized attention. Whether you are using our distribution services to access hundreds of established selling agreements, process 12b-1 payments, trade via the National Securities Clearing Corporation (NSCC), or submit materials for advertising review, you will find Northern Lights Distributors, LLC responsive, affordable, and precise. Member FINRA (www.finra.org) 2222-NLD-9/12/2013

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