Quadrant Regulatory Group logo

Quadrant Regulatory Group Employee Directory

Financial ServicesNew York, United States2-10 Employees

Quadrant Regulatory Group provides advisory and support services to financial services firms seeking compliance with SEC, FINRA, MSRB, and state securities laws. Its offerings encompass FINOP and accounting support, compliance program development, risk assessments and testing, policy and procedure development, regulatory exam preparation, and ongoing compliance monitoring. The firm maintains current knowledge of regulatory developments to help clients stay aligned with evolving requirements.

The company serves organizations subject to securities regulations, addressing regulatory risk and helping clients focus on their core business priorities. It operates within the financial services regulatory compliance space, delivering structured programs and ongoing oversight. Based in New York City, New York, the firm is described as a small team.

Find Quadrant Regulatory Group employees' phone numbers or email addresses

Quadrant Regulatory Group Global Highlights

Location
Employees

North America
12

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  • United States Of America
    12

Quadrant Regulatory Group's Leadership

  • Stylized image of a person
    G. M.
    Managing Partner
  • Stylized image of a person
    K. J. A.
    Managing Partner
  • Stylized image of a person
    B. H.
    Associate

Quadrant Regulatory Group Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Legal
  • Accounting
  • Administrative
  • Other

Contact profiles from Quadrant Regulatory Group

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    G. M.
    Managing Partner
    Jun 25, 2026
  • Stylized image of a person
    K. J. A.
    Managing Partner
    Jun 30, 2026
  • Stylized image of a person
    B. H.
    Associate
    Aug 01, 2026

Frequently Asked Questions

What is Quadrant Regulatory Group known for?

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Quadrant Regulatory Group was founded in 2011 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore Quadrant Regulatory Group's company overview page for more information.

What is Quadrant Regulatory Group's most common email format?

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Quadrant Regulatory Group employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Quadrant Regulatory Group email formats with LeadIQ.

How many employees does Quadrant Regulatory Group have currently?

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Quadrant Regulatory Group has approximately 7 employees as of July 2026. These team members are located across 1 continents, including North America.

Who are Quadrant Regulatory Group's key employees and leadership?

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As of July 2026, Quadrant Regulatory Group's key employees include:

  • Managing Partner: G. M.
  • Managing Partner: K. J. A.
  • Associate: B. H.

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