Renaissance Regulatory Services

Financial ServicesFlorida, United States11-50 Employees

Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida. Our team is composed of former regulators and experienced compliance professionals with extensive backgrounds in SEC, FINRA, and state regulatory matters. We hold respected industry certifications, including:
-FINRA Certified Regulatory Compliance Professional (CRCP)
-NSCP Certified Regulatory Compliance Specialist (CRCS)
-Certified Anti-Money Laundering Specialist (CAMS)

RRS is widely recognized for delivering prompt, knowledgeable, and reliable compliance support. Our professionals are active participants in leading industry organizations and are frequent speakers at conferences focused on regulatory compliance.

OUR SERVICES
We provide comprehensive compliance, regulatory, and operational consulting services to a range of financial institutions, including:
-Broker-dealers
-Investment advisers
-Private funds
-Investment companies
-Banks

Our core services include:
-SEC, FINRA, and state regulatory examinations
-Development and review of written supervisory procedures
-Internal controls testing
-Regulatory reporting and filings
-Registration services for firms and individuals

All services are tailored to meet the specific needs of each client and can be delivered onsite or remotely. RRS is committed to helping firms strengthen their compliance programs through expert guidance, practical solutions, and responsive support—enhancing efficiency and reducing risk.

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