Renaissance Regulatory Services

Financial ServicesFlorida, United States11-50 Employees

Renaissance Regulatory Services (RRS) is a privately held boutique consulting firm based in Deerfield Beach, Florida. Our senior managers, consultants, and partners consist of former regulators and compliance professionals who have extensive SEC, FINRA, and state regulatory experience. Our team members hold industry focused certifications including: FINRA’s Certified Regulatory Compliance Professional, the NSCP Certified Regulatory Compliance Specialist, and the Certified Anti-Money Laundering Specialist. Our team is recognized throughout the industry as dedicated compliance professionals who provide prompt and professional support to our clients. The RRS staff are active participants with industry trade groups and speak frequently at industry events focused on regulatory compliance.

What We Do
RRS provides comprehensive regulatory, compliance, and operational consulting and support services to broker-dealers, investment advisers, private funds, investment companies, and banks. We specialize in SEC, FINRA and State compliance examinations, written supervisory procedures, internal controls testing, regulatory reporting, and registration services. Our services are customized to fit each firm’s unique operations and can be performed onsite or remotely. RRS strives to be a key part of your team by providing regulatory, compliance, and support solutions for your firm. Our goal is to provide unsurpassed technical support and outstanding service that will increase the efficiency and effectiveness of your firm’s compliance program, while reducing costs.

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