Renaissance Regulatory Services
Financial ServicesFlorida, United States11-50 Employees
Renaissance Regulatory Services is a privately held boutique consulting firm based in Deerfield Beach, Florida, serving clients in the financial services sector. Its team comprises former regulators and experienced compliance professionals with backgrounds in SEC, FINRA, and state regulatory matters. The firm holds recognized certifications in CRCP, CRCS, and CAMS. RRS provides comprehensive compliance, regulatory, and operational consulting to broker-dealers, investment advisers, private funds, investment companies, and banks. Core services include regulatory examinations by SEC, FINRA, and state authorities; development and review of written supervisory procedures; internal controls testing; regulatory reporting and filings; and registration services for firms and individuals, with onsite or remote delivery tailored to client needs.