RIA Registrar

Financial ServicesMinnesota, United States2-10 Employees

RIA Registrar allows independent financial advisors to concentrate on serving their clients while we take care of the details.

We provide turnkey solutions that address all the needs of registered investment advisors and their practices through all the different stages of growth, whether they've just passed the Series 65 exam or are part of an established firm.

We partner with approved RIA firms to set-up and maintain required books and records, review marketing media and provide training for Chief Compliance Officers and affiliated IARs. In addition, we prepare active RIA firms for onsite audits and personally work with securities regulators for deficient finding's post audit.

For active RIA firms, our program can help you to operate in good standing in your respective state. In addition, we offer ongoing compliance solutions for fiduciary training, marketing media, record keeping, and state/SEC statutes and regulations. 

RIA Registrar’s team is made up of experienced professionals, including compliance and registration specialists. We guarantee our prices are the best you will find for services of this type. We design unique solutions individually suited for your firm. We keep you in compliance while you take care of your business.

With RIA Registrar's help, you can focus on generating revenue and running a profitable financial practice while we oversee your firm's administration.

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