Saxony Securities, Inc. Employee Directory

Financial ServicesMissouri, United States51-200 Employees

Saxony Securities, Inc. is one of the largest privately held independent Broker Dealer firms in the Midwest. We have built our success by striving to firmly stand behind our core values and mission statement. Our corporate back office, trading, and bond desks are located in St. Louis, Missouri. We additionally have institutional trading desks in Chicago and New York. Saxony Securities, Inc. maintains its clearing relationship with one of the industry’s largest and most experienced clearing firms Pershing, LLC, and utilizes its powerful, industry-leading technology platform, NetX360®, and the enterprise data management solutions of its affiliate Albridge™.

Saxony Securities, Inc.’s values and mission statement emphasize that success is built upon the highest standards of integrity and professionalism while providing a unique level of service to our client the Independent Financial advisor, and their client’s the retail investor. By striving to remain steadfast to that statement and truly living our values, Saxony Securities, Inc. has evolved into a highly respected and specialized firm that offers a full spectrum of products and services to its Independent Financial Advisors.

Saxony Securities, Inc. (Member FINRA & SIPC.)

Find Saxony Securities, Inc. employees' phone numbers or email addresses

Saxony Securities, Inc. Global Highlights

Location
Employees

North America
46

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  • United States Of America
    46

Europe
2

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  • United Kingdom Of Great Britain And Northern Ireland
    2

Saxony Securities, Inc.'s Leadership

  • Stylized image of a person
    L. M.
    CEO
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  • Stylized image of a person
    R. K.
    Chief Operating Officer
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  • Stylized image of a person
    S. P.
    Chief Compliance Officer
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  • Stylized image of a person
    R. W.
    Chief Technology Officer
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    C. D.
    Chief Financial Officer
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    B. C.
    Sr. Vice President/Cfo
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  • Stylized image of a person
    J. A.
    Owner
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  • Stylized image of a person
    M. S.
    Owner
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Contact profiles from Saxony Securities, Inc.

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    R. K.
    Chief Operating Officer
    Phone icon
    United StatesMissouri
    Dec 17, 2024
  • Stylized image of a person
    B. C.
    Sr. Vice President/Cfo
    Phone icon
    United StatesMissouri
    Oct 18, 2025
  • Stylized image of a person
    S. P.
    Chief Compliance Officer
    Phone icon
    United StatesMissouri
    Aug 22, 2025
  • Stylized image of a person
    R. W.
    Chief Technology Officer
    Phone icon
    United StatesMissouri
    Sep 11, 2025
  • Stylized image of a person
    C. D.
    Chief Financial Officer
    Phone icon
    Oct 21, 2024
  • Stylized image of a person
    J. A.
    Owner
    Phone icon
    Oct 18, 2024
  • Stylized image of a person
    L. M.
    CEO
    Phone icon
    United KingdomEngland
  • Stylized image of a person
    M. S.
    Owner
    Phone icon
    Oct 17, 2024
  • Stylized image of a person
    R. G.
    Owner
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    UNITED STATES
    Oct 23, 2024
  • Stylized image of a person
    R. C.
    Owner
    Phone icon
    Oct 16, 2024

Frequently Asked Questions

What is Saxony Securities, Inc. known for?

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Saxony Securities, Inc. was founded in 2001 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore Saxony Securities, Inc.'s company overview page for more information.

What is Saxony Securities, Inc.'s most common email format?

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Saxony Securities, Inc. employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Saxony Securities, Inc. email formats with LeadIQ.

How many employees does Saxony Securities, Inc. have currently?

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Saxony Securities, Inc. has approximately 51 employees as of December 2025. These team members are located across 2 continents, including North AmericaEurope.

Who are Saxony Securities, Inc.'s key employees and leadership?

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As of December 2025, Saxony Securities, Inc.'s key employees include:

  • CEO: L. M.
  • Chief Operating Officer: R. K.
  • Chief Compliance Officer: S. P.
  • Chief Technology Officer: R. W.
  • Chief Financial Officer: C. D.

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