Silver Regulatory Associates LLC

Financial ServicesNew York, United States11-50 Employees

Our stringent, yet practical, approach reflects Silver’s roots in regulatory compliance rigor and investment firm business realities. Combining industry expertise and innovation savvy, Silver provides customized advice to each client. Leveraging our multi-faceted investment firm experience, Silver aligns firm processes with regulator and investor expectations without creating unmanageable complexity.

We serve private equity, venture capital, hedge fund, crypto/digital assets, broker-dealer and other investment firms first contemplating registration and registrants outsourcing ongoing compliance maintenance functions. Silver also provides independent assessments, exam support and expertise in contemporary issues including ESG and crypto/digital assets. 

With Silver, regulation is less daunting and maintaining a culture of compliance is more realistic.

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