SROcalendar LLC Employee Directory

Business Consulting and ServicesNew Hampshire, United States2-10 Employees

SROcalendar LLC operates in the business consulting and services sector, offering a web-based compliance solution designed to reduce costs and day-to-day regulatory burdens for Registered Investment Advisers, Investment Advisers, and Broker Dealers. Its platform centers on an alerts calendar and a rules-based filing system that supports a structured compliance infrastructure, including example policies and procedures and custom fields aimed at minimizing manual paper processes and missed details. The company provides four industry-specific modules that are customizable to fit regulatory needs, with a scalable web-based product intended to support multiple offices and centralized management. The service is offered as an annual subscription, including initial setup, example policies and procedures, substantial data storage, and initial user access, with optional mock audit exams. SROcalendar is based in New Hampshire, operates as a small team, and emphasizes its founders’ extensive experience in the financial industry to address the compliance challenges faced by investment advisory and brokerage firms.

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