Thornton & Associates, LLC Employee Directory

Q: What is Thornton & Associates, LLC known for?

Thornton & Associates, LLC was founded in 2007. Thornton & Associates, LLC operates in the Financial Services industry.

Q: How many employees does Thornton & Associates, LLC have currently?

Thornton & Associates, LLC has approximately 12 employees.

Financial ServicesUnited States11-50 Employees

Thornton & Associates, LLC’s consultants have provided customized compliance solutions to FINRA member broker dealers since 2001. Our clients have ranged from one-person owner operators to multi-million dollar corporations. Our staff is comprised of industry professionals who possess a unique combination of expertise both as regulators and as seasoned registered representatives. Whether you are a start up firm that needs to develop written policies and procedures for the registration process, or an established firm that requires a mock audit, or assistance in maintaining your procedures, TAA provides a complete range of services that are customized to keep you in compliance. Our goal is to ensure that our clients are protected and positioned to face a regulatory audit with confidence and complete understanding.

Find Thornton & Associates, LLC employees' phone numbers or email addresses

Thornton & Associates, LLC Global Highlights

North America
11

United States Of America
11

Thornton & Associates, LLC's Leadership

S. T.
President
Mobile Phone
Email
A. O.
Senior Compliance Consultant
Mobile Phone
Email
J. T. J. T.
Principal
Mobile Phone
Email
S. K.
Sr. Compliance Consultant
Mobile Phone
Email
L. C.
Ai Consultant
Mobile Phone
Email
S. R.
Executive Assistant
Mobile Phone
Email

Contact profiles from Thornton & Associates, LLC

Name

Title

Contact Info

Location

Last Update

S. T.
President
Mobile Phone
Email
UNITED STATES
Oct 24, 2023
A. O.
Senior Compliance Consultant
Mobile Phone
Email
United StatesLouisiana
Apr 02, 2025
J. T. J. T.
Principal
Mobile Phone
Email
United StatesFlorida
Sep 08, 2025
S. K.
Sr. Compliance Consultant
Mobile Phone
Email
United StatesColorado
Aug 08, 2025
L. C.
Ai Consultant
Mobile Phone
Email
United StatesVirginia
Oct 24, 2025
S. R.
Executive Assistant
Mobile Phone
Email
UNITED STATES
Apr 06, 2023

Frequently Asked Questions

What is Thornton & Associates, LLC known for?

Thornton & Associates, LLC was founded in 2007 operates in the Financial Services industry. The company's main headquarters is located in 3452 E Foothill Blvd., 800 Pasadena, California 91107, US; you can contact the main corporate office by phone at

+1-626-356-****

. Explore Thornton & Associates, LLC's company overview page for more information.

What is Thornton & Associates, LLC's most common email format?

Thornton & Associates, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Thornton & Associates, LLC email formats with LeadIQ.

How many employees does Thornton & Associates, LLC have currently?

Thornton & Associates, LLC has approximately 12 employees as of December 2025. These team members are located across 1 continents, including North America.

Who are Thornton & Associates, LLC's key employees and leadership?

As of December 2025, Thornton & Associates, LLC's key employees include:

President: S. T.
Senior Compliance Consultant: A. O.
Principal: J. T. J. T.
Sr. Compliance Consultant: S. K.
Ai Consultant: L. C.

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