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Thornton & Associates, LLC Employee Directory

Financial ServicesCalifornia, United States11-50 Employees

Thornton & Associates, LLC operates in the financial services sector, offering customized compliance support for FINRA member broker-dealers. Its services cover the development of written policies and procedures for new registrations, as well as ongoing compliance support such as mock audits and maintenance of existing procedures. The firm serves a range of clients from sole proprietors to larger, multi‑million dollar organizations, leveraging professionals who understand both regulatory requirements and the practical realities of registered representatives. Based in Pasadena, California, the company emphasizes helping clients prepare for regulatory examinations and navigate the compliance landscape with clarity and confidence. The team combines regulatory and industry experience to provide a full spectrum of compliance solutions tailored to the specific needs of each firm.

Find Thornton & Associates, LLC employees' phone numbers or email addresses

Thornton & Associates, LLC Global Highlights

Location
Employees

North America
10

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  • United States Of America
    10

Thornton & Associates, LLC's Leadership

  • Stylized image of a person
    S. T.
    President
    Mobile Phone
  • Stylized image of a person
    J. T. T.
    Principal
    Mobile Phone
  • Stylized image of a person
    S. R.
    Executive Assistant
    Mobile Phone

Thornton & Associates, LLC Employee Metrics

100%
50%
0%
2026
2025
  • Legal
  • Business
  • Human Resources
  • Research
  • Other
  • Banking

Contact profiles from Thornton & Associates, LLC

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    S. T.
    President
    Mobile Phone
    UNITED STATES
    Oct 24, 2023
  • Stylized image of a person
    J. T. T.
    Principal
    Mobile Phone
    United StatesFlorida
    Jun 25, 2026
  • Stylized image of a person
    S. R.
    Executive Assistant
    Mobile Phone
    UNITED STATES
    Apr 06, 2023

Frequently Asked Questions

What is Thornton & Associates, LLC known for?

Minus sign iconPlus sign iconThornton & Associates, LLC was founded in 2007 operates in the Financial Services industry; you can contact the main corporate office by phone at
+1-626-356-****
. Explore Thornton & Associates, LLC's company overview page for more information.

What is Thornton & Associates, LLC's most common email format?

Minus sign iconPlus sign iconThornton & Associates, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Thornton & Associates, LLC email formats with LeadIQ.

How many employees does Thornton & Associates, LLC have currently?

Minus sign iconPlus sign iconThornton & Associates, LLC has approximately 13 employees as of August 2026. These team members are located across 1 continents, including North America.

Who are Thornton & Associates, LLC's key employees and leadership?

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As of August 2026, Thornton & Associates, LLC's key employees include:

  • President: S. T.
  • Principal: J. T. T.
  • Executive Assistant: S. R.

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