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Thoroughbred Financial Employee Directory

Financial ServicesKentucky, United States2-10 Employees

Thoroughbred Financial operates as a financial services firm that supports a network of affiliated and independent agents, registered representatives, and investment advisors. Positioned as an OSJ of Osaic Financial Services and a member of SIPC, the company emphasizes compliance, operations, marketing, and training support while leveraging an open architecture platform to address clients’ wealth management, estate planning, business continuation, life insurance, and long-term care needs. Based in Lexington, Kentucky, the firm focuses on facilitating access to strategic market opportunities and back-office services for its advisor network.
The organization targets financial professionals who require structured support to serve their clients effectively, including offerings across wealth management and protection-focused products. As part of its operating model, Thoroughbred Financial provides a range of infrastructure and guidance to help its network meet client objectives, deliver comprehensive financial planning, and navigate regulatory considerations within the independent broker-dealer landscape.

Find Thoroughbred Financial employees' phone numbers or email addresses

Thoroughbred Financial Global Highlights

Location
Employees

North America
21

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  • United States Of America
    21

Thoroughbred Financial's Leadership

  • Stylized image of a person
    B. H.
    Advisory And Planning Director
    Mobile Phone
  • Stylized image of a person
    H. J.
    Administrative Assistant
    Mobile Phone

Thoroughbred Financial Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Community & Social Services
  • Accounting
  • Administrative
  • Other
  • Branding

Contact profiles from Thoroughbred Financial

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    B. H.
    Advisory And Planning Director
    Mobile Phone
    Jul 27, 2024
  • Stylized image of a person
    H. J.
    Administrative Assistant
    Mobile Phone
    Oct 18, 2024

Frequently Asked Questions

What is Thoroughbred Financial known for?

Minus sign iconPlus sign iconThoroughbred Financial was founded in 1998 operates in the Financial Services industry. Explore Thoroughbred Financial's company overview page for more information.

What is Thoroughbred Financial's most common email format?

Minus sign iconPlus sign iconThoroughbred Financial employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Thoroughbred Financial email formats with LeadIQ.

How many employees does Thoroughbred Financial have currently?

Minus sign iconPlus sign iconThoroughbred Financial has approximately 7 employees as of July 2026. These team members are located across 1 continents, including North America.

Who are Thoroughbred Financial's key employees and leadership?

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As of July 2026, Thoroughbred Financial's key employees include:

  • Advisory And Planning Director: B. H.
  • Administrative Assistant: H. J.

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