Thoroughbred Financial Employee Directory

Q: What is Thoroughbred Financial known for?

Thoroughbred Financial was founded in 1998. Thoroughbred Financial operates in the Financial Services industry.

Q: How many employees does Thoroughbred Financial have currently?

Thoroughbred Financial has approximately 7 employees.

Financial ServicesUnited States2-10 Employees

*We are a team of managers and staff supporting our network of affiliated and independent agents, registered reps and investment advisors.
* We are an OSJ of Osaic FS, member SIPC, an independent broker dealer.
*We utilize an open architecture platform to help you meet the needs of your clients via wealth management, estate planning, business continuation, life insurance and long term care offerings.
*We provide compliance, operations, marketing and training assistance, as well as strategic market access opportunities.

Securities and investment advisory services offered through Osaic FS, Inc., member FINRA/SIPC. Osaic FS is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic FS.
 


FINRA Branch Address
3217 Summit Square Pl.
Suite 200
Lexington, KY 40509

Find Thoroughbred Financial employees' phone numbers or email addresses

Thoroughbred Financial Global Highlights

North America
18

United States Of America
18

Thoroughbred Financial's Leadership

P. D. R.
President
Mobile Phone
Email
C. C.
Vice President, Securities Marketing
Mobile Phone
Email
R. L. H.
Managing Vice President
Mobile Phone
Email
B. H.
Advisory And Planning Director
Mobile Phone
Email
B. F.
Receptionist/Admin. Support
Mobile Phone
Email
B. I.
Securities Coordinator
Mobile Phone
Email
B. C.
Office Facilitator
Mobile Phone
Email
C. W.
Financial Advisor
Mobile Phone
Email

Contact profiles from Thoroughbred Financial

Name

Title

Contact Info

Location

Last Update

P. D. R.
President
Mobile Phone
Email
United StatesKentucky
Oct 21, 2025
C. C.
Vice President, Securities Marketing
Mobile Phone
Email
United StatesKentucky
Oct 02, 2025
R. L. H.
Managing Vice President
Mobile Phone
Email
United StatesKentucky
Oct 17, 2025
B. H.
Advisory And Planning Director
Mobile Phone
Email
Jul 27, 2024
B. F.
Receptionist/Admin. Support
Mobile Phone
Email
United StatesTennessee
Sep 11, 2025
B. I.
Securities Coordinator
Mobile Phone
Email
UNITED STATES
Oct 09, 2023
B. C.
Office Facilitator
Mobile Phone
Email
United StatesKentucky
Jul 09, 2024
C. W.
Financial Advisor
Mobile Phone
Email
United StatesTennessee
Apr 26, 2025
C. W.
Office Facilitator
Mobile Phone
Email
UNITED STATES
Oct 22, 2024
H. J.
Administrative Assistant
Mobile Phone
Email
Oct 18, 2024

Frequently Asked Questions

What is Thoroughbred Financial known for?

Thoroughbred Financial was founded in 1998 operates in the Financial Services industry. The company's main headquarters is located in 3217 Summit Square Place, Suite 200 Lexington, KY 40509, US. Explore Thoroughbred Financial's company overview page for more information.

What is Thoroughbred Financial's most common email format?

Thoroughbred Financial employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Thoroughbred Financial email formats with LeadIQ.

How many employees does Thoroughbred Financial have currently?

Thoroughbred Financial has approximately 7 employees as of November 2025. These team members are located across 1 continents, including North America.

Who are Thoroughbred Financial's key employees and leadership?

As of November 2025, Thoroughbred Financial's key employees include:

President: P. D. R.
Vice President, Securities Marketing: C. C.
Managing Vice President: R. L. H.
Advisory And Planning Director: B. H.
Receptionist/Admin. Support: B. F.

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