Vanguard Strategic Resources Employee Directory

Financial ServicesCalifornia, United States2-10 Employees

Vanguard Strategic Resources is a small financial services advisory that concentrates on regulatory compliance for financial institutions. It emphasizes practical expertise drawn from practitioners who understand what constitutes real value in banking, aiming to avoid costly engagements that do not deliver results. The firm selects its advisors to align with each institution’s specific regulatory and compliance needs.

The team brings real financial-institution experience, including former federal bank regulators and chief compliance or risk officers, among other leadership roles. Its scope covers an array of areas such as business banking, money services, private banking, trade finance, fintech, cryptocurrency, e-payments, international banking, and model validation. Based in Los Angeles, California, Vanguard Strategic Resources seeks to build long-term, face-to-face relationships with financial institutions as its preferred mode of engagement.

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