Adherence, LLC logo

Adherence, LLC Employee Directory

Financial ServicesNew York, United States11-50 Employees

Adherence, LLC is a New York City-based financial services firm that provides compliance, regulatory, and operations guidance to other financial institutions. Its team comprises veterans from major Wall Street firms who understand the laws, the regulatory risks firms face, and how regulators interact with the industry. 

Drawing on in-house experience, the company helps clients meet the requirements imposed by the Investment Advisory Act Rules, the Investment Company Rules, and FINRA/SEC regulations. It delivers outsourced, on-demand support tailored to each client's needs, with a focus on safeguarding assets and reputation.

Find Adherence, LLC employees' phone numbers or email addresses

Adherence, LLC Global Highlights

Location
Employees

North America
6

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  • United States Of America
    6

Europe
1

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  • France
    1

Adherence, LLC's Leadership

  • Stylized image of a person
    K. K.
    Managing Director
    Phone icon
  • Stylized image of a person
    M. K.
    Compliance Intern
    Phone icon
  • Stylized image of a person
    C. A.
    Phone icon
  • Stylized image of a person
    J. S.
    Phone icon

Adherence, LLC Employee Metrics

100%
50%
0%
2026
2025
  • Legal
  • Community & Social Services
  • Accounting
  • Administrative
  • Analytics
  • Other
  • Program & Project Management
  • Arts & Design

Contact profiles from Adherence, LLC

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    K. K.
    Managing Director
    Phone icon
    Oct 18, 2024
  • Stylized image of a person
    M. K.
    Compliance Intern
    Phone icon
    United StatesNew York
    Feb 23, 2024
  • Stylized image of a person
    C. A.
    Phone icon
    Apr 26, 2025
  • Stylized image of a person
    J. S.
    Phone icon
    UNITED STATES
    Mar 08, 2023

Frequently Asked Questions

What is Adherence, LLC known for?

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Adherence, LLC was founded in 2009 operates in the Financial Services industry. The company's main headquarters is located in New York, New York United States; you can contact the main corporate office by phone at . Explore Adherence, LLC's company overview page for more information.

What is Adherence, LLC's most common email format?

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Adherence, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Adherence, LLC email formats with LeadIQ.

How many employees does Adherence, LLC have currently?

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Adherence, LLC has approximately 14 employees as of December 2025. These team members are located across 2 continents, including North AmericaEurope.

Who are Adherence, LLC's key employees and leadership?

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As of December 2025, Adherence, LLC's key employees include:

  • Managing Director: K. K.
  • Compliance Intern: M. K.
  • : C. A.
  • : J. S.

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