Asgard Regulatory Group, LLC Employee Directory

Q: What is Asgard Regulatory Group, LLC known for?

Asgard Regulatory Group, LLC was founded in 2008. Asgard Regulatory Group, LLC operates in the Financial Services industry.

Q: How many employees does Asgard Regulatory Group, LLC have currently?

Asgard Regulatory Group, LLC has approximately 16 employees.

Q: Who are Asgard Regulatory Group, LLC's key employees and leadership?

Asgard Regulatory Group, LLC's key employees include: Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist: J. H., Head Of Human Resources And Operations: T. T..

Financial ServicesUnited States11-50 Employees

Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers, investment advisers, and hedge funds to ensure they meet their obligations under SEC, FINRA, MSRB and other governmental rules and regulations. Please visit our website at www.asgardcompliance.com or contact us at 631-801-2900.

Find Asgard Regulatory Group, LLC employees' phone numbers or email addresses

Asgard Regulatory Group, LLC Global Highlights

North America
11

United States Of America
11

Asgard Regulatory Group, LLC's Leadership

T. T.
Head Of Human Resources And Operations
Mobile Phone
Email
J. H.
Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist
Mobile Phone
Email
A. K.
Associate Director
Mobile Phone
Email
P. K.
Managing Director
Mobile Phone
Email
E. T.
Managing Director, Compliance And Risk Management
Mobile Phone
Email
O. S.
Senior Associate Director, Compliance And Risk Management, Cams & Information Security Officer
Mobile Phone
Email
J. H.
Non Executive Director
Mobile Phone
Email
A. P.
Senior Advisor
Mobile Phone
Email

Contact profiles from Asgard Regulatory Group, LLC

Name

Title

Contact Info

Location

Last Update

J. H.
Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist
Mobile Phone
Email
United StatesNew York
Aug 12, 2025
T. T.
Head Of Human Resources And Operations
Mobile Phone
Email
United StatesNew York
Feb 21, 2025
A. K.
Associate Director
Mobile Phone
Email
United StatesNew York
Oct 20, 2025
P. K.
Managing Director
Mobile Phone
Email
Aug 03, 2025
E. T.
Managing Director, Compliance And Risk Management
Mobile Phone
Email
United StatesNew York
Oct 25, 2025
O. S.
Senior Associate Director, Compliance And Risk Management, Cams & Information Security Officer
Mobile Phone
Email
United StatesNew York
Jul 31, 2025
J. H.
Non Executive Director
Mobile Phone
Email
UNITED STATES
Jul 13, 2025
A. P.
Senior Advisor
Mobile Phone
Email
United StatesNew York
Jul 31, 2025
S. B.
Senior Compliance Associate
Mobile Phone
Email
United States
Oct 20, 2025

Frequently Asked Questions

What is Asgard Regulatory Group, LLC known for?

Asgard Regulatory Group, LLC was founded in 2008 operates in the Financial Services industry. The company's main headquarters is located in 175 Pinelawn Rd, Melville, New York 11747, US; you can contact the main corporate office by phone at

+1-631-801-****

. Explore Asgard Regulatory Group, LLC's company overview page for more information.

What is Asgard Regulatory Group, LLC's most common email format?

Asgard Regulatory Group, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Asgard Regulatory Group, LLC email formats with LeadIQ.

How many employees does Asgard Regulatory Group, LLC have currently?

Asgard Regulatory Group, LLC has approximately 16 employees as of October 2025. These team members are located across 1 continents, including North America.

Who are Asgard Regulatory Group, LLC's key employees and leadership?

As of October 2025, Asgard Regulatory Group, LLC's key employees include:

Head Of Human Resources And Operations: T. T.
Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist: J. H.
Associate Director: A. K.
Managing Director: P. K.
Managing Director, Compliance And Risk Management: E. T.

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