Asgard Regulatory Group, LLC Employee Directory

Q: What is Asgard Regulatory Group, LLC known for?

Asgard Regulatory Group, LLC was founded in 2008. Asgard Regulatory Group, LLC operates in the Financial Services industry.

Q: How many employees does Asgard Regulatory Group, LLC have currently?

Asgard Regulatory Group, LLC has approximately 19 employees.

Q: Who are Asgard Regulatory Group, LLC's key employees and leadership?

Asgard Regulatory Group, LLC's key employees include: Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist: J. H., Head Of Human Resources And Operations: T. T..

Financial ServicesNew York, United States11-50 Employees

Asgard Regulatory Group LLC (“Asgard”) specializes in providing regulatory compliance and business advisory services and audit and special project work to broker-dealers, investment advisers, and hedge funds to ensure they meet their obligations under SEC, FINRA, MSRB and other governmental rules and regulations. Please visit our website at www.asgardcompliance.com or contact us at 631-801-2900.

Find Asgard Regulatory Group, LLC employees' phone numbers or email addresses

Asgard Regulatory Group, LLC Global Highlights

North America
13

United States Of America
13

Asgard Regulatory Group, LLC's Leadership

T. T.
Head Of Human Resources And Operations
Mobile Phone
Email
J. H.
Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist
Mobile Phone
Email
A. K.
Associate Director
Mobile Phone
Email
P. K.
Managing Director
Mobile Phone
Email
J. H.
Non Executive Director
Mobile Phone
Email
A. P.
Senior Advisor
Mobile Phone
Email
S. B.
Senior Compliance Associate
Mobile Phone
Email
D. S.
Regulatory Auditing Specialist
Mobile Phone
Email

Asgard Regulatory Group, LLC Employee Metrics

100%

50%

0%

2026

2025

Banking
Human Resources
Accounting
Administrative
Analytics
Other

Contact profiles from Asgard Regulatory Group, LLC

Name

Title

Contact Info

Location

Last Update

J. H.
Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist
Mobile Phone
Email
United StatesNew York
Feb 11, 2026
T. T.
Head Of Human Resources And Operations
Mobile Phone
Email
United StatesNew York
Feb 21, 2025
A. K.
Associate Director
Mobile Phone
Email
United StatesNew York
Aug 22, 2024
P. K.
Managing Director
Mobile Phone
Email
Nov 14, 2025
J. H.
Non Executive Director
Mobile Phone
Email
UNITED STATES
Feb 09, 2026
A. P.
Senior Advisor
Mobile Phone
Email
United StatesNew York
Mar 14, 2026
S. B.
Senior Compliance Associate
Mobile Phone
Email
United States
Oct 20, 2025
D. S.
Regulatory Auditing Specialist
Mobile Phone
Email
United StatesNew York
Mar 14, 2026
E. T.
Managing Director, Compliance And Risk Management
Mobile Phone
Email
United StatesNew York
Feb 11, 2026
O. S.
Senior Associate Director, Compliance And Risk Management, Cams & Information Security Officer
Mobile Phone
Email
United StatesNew York
Mar 14, 2026

Frequently Asked Questions

What is Asgard Regulatory Group, LLC known for?

Asgard Regulatory Group, LLC was founded in 2008 operates in the Financial Services industry. The company's main headquarters is located in 175 Pinelawn Road Melville, New York 11747 United States; you can contact the main corporate office by phone at

+1-631-801-****

. Explore Asgard Regulatory Group, LLC's company overview page for more information.

What is Asgard Regulatory Group, LLC's most common email format?

Asgard Regulatory Group, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Asgard Regulatory Group, LLC email formats with LeadIQ.

How many employees does Asgard Regulatory Group, LLC have currently?

Asgard Regulatory Group, LLC has approximately 19 employees as of March 2026. These team members are located across 1 continents, including North America.

Who are Asgard Regulatory Group, LLC's key employees and leadership?

As of March 2026, Asgard Regulatory Group, LLC's key employees include:

Head Of Human Resources And Operations: T. T.
Founder, Chief Executive Officer And Certified Anti-Money Laundering Specialist: J. H.
Associate Director: A. K.
Managing Director: P. K.
Non Executive Director: J. H.

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