BasisCode Compliance Email Format
Financial ServicesGeorgia, United States11-50 Employees
BasisCode Compliance operates in the financial services sector from its base in Atlanta, delivering an integrated compliance software platform designed for asset managers, broker-dealers, aggregators, and compliance consultants. The platform covers testing, risk assessment, personal trading, and attestations, with the goal of strengthening controls and informing decision-making to safeguard firms and their clients. Its customers include financial services firms and compliance professionals navigating complex regulatory requirements. In January 2021, Orion Advisor Solutions acquired BasisCode Compliance, integrating its technology into Orion’s compliance offerings for registered investment advisers and related clients.