B/D Compliance Associates. Inc.
Financial ServicesGeorgia, United States2-10 Employees
B/D Compliance Associates, Inc. (BDCA) specializes in broker/dealer and registered investment advisor compliance consulting, helping clients navigate FINRA, SEC, and state regulatory requirements. The firm offers analysis and guidance to support regulatory audits and serves as a full-service outsourced compliance resource, aiming to save clients time and internal staff resources. Based in Lilburn, Georgia, BDCA has operated since 1994 and provides tailored, practical compliance advice aligned with each client’s regulatory needs. The company serves professional financial services entities within the broker/dealer and RIA space, offering a targeted support role within the broader financial services industry.