B/D Compliance Associates. Inc. logo

B/D Compliance Associates. Inc. Employee Directory

Financial ServicesGeorgia, United States2-10 Employees

B/D Compliance Associates, Inc. (BDCA) specializes in broker/dealer and registered investment advisor compliance consulting, helping clients navigate FINRA, SEC, and state regulatory requirements. The firm offers analysis and guidance to support regulatory audits and serves as a full-service outsourced compliance resource, aiming to save clients time and internal staff resources. Based in Lilburn, Georgia, BDCA has operated since 1994 and provides tailored, practical compliance advice aligned with each client’s regulatory needs. The company serves professional financial services entities within the broker/dealer and RIA space, offering a targeted support role within the broader financial services industry.

Find B/D Compliance Associates. Inc. employees' phone numbers or email addresses

B/D Compliance Associates. Inc. Global Highlights

Location
Employees

North America
2

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  • United States Of America
    2

B/D Compliance Associates. Inc.'s Leadership

  • Stylized image of a person
    M. C.
    VP Of Business Development
  • Stylized image of a person
    C. W.
    President/Founder

B/D Compliance Associates. Inc. Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Accounting
  • Administrative
  • Analytics
  • Other

Contact profiles from B/D Compliance Associates. Inc.

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    C. W.
    President/Founder
    United StatesGeorgia
    Jul 17, 2025
  • Stylized image of a person
    M. C.
    VP Of Business Development
    United StatesGeorgia
    Oct 22, 2024

Frequently Asked Questions

What is B/D Compliance Associates. Inc. known for?

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B/D Compliance Associates. Inc. was founded in 1994 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore B/D Compliance Associates. Inc.'s company overview page for more information.

What is B/D Compliance Associates. Inc.'s most common email format?

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B/D Compliance Associates. Inc. employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more B/D Compliance Associates. Inc. email formats with LeadIQ.

How many employees does B/D Compliance Associates. Inc. have currently?

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B/D Compliance Associates. Inc. has approximately 2 employees as of July 2026. These team members are located across 1 continents, including North America.

Who are B/D Compliance Associates. Inc.'s key employees and leadership?

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As of July 2026, B/D Compliance Associates. Inc.'s key employees include:

  • VP Of Business Development: M. C.
  • President/Founder: C. W.

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