BD/IA Compliance Solutions, LLC Employee Directory

Investment ManagementMaryland, United States0-1 Employees

Comprehensive compliance consulting services for registered investment advisors and broker-dealers. Entity formation: we help you select the appropriate business form and establish your company. Registration: we help you become registered as an investment advisor or broker-dealer firm. We prepare all of the documents necessary for the filing, including your compliance manual/ WSPs, customized for your business. Ongoing compliance: we help you maintain compliance as laws and regulations change and as your business evolves. We help you stay on track with your own internal compliance and supervisory responsibilities. We will assist you to prepare for and handle regulatory examinations. When you have questions, we are available to provide the answers.

Find BD/IA Compliance Solutions, LLC employees' phone numbers or email addresses

BD/IA Compliance Solutions, LLC Global Highlights

North America
5

United States Of America
5

Asia
1

Bangladesh
1

BD/IA Compliance Solutions, LLC's Leadership

C. M.
Chief Creative Officer And Finop
Mobile Phone
Email
N. K.
Head Of Supervision
Mobile Phone
Email
C. M.
Business Owner
Mobile Phone
Email
C. J.
Owner
Mobile Phone
Email

Contact profiles from BD/IA Compliance Solutions, LLC

Name

Title

Contact Info

Location

Last Update

C. M.
Business Owner
Mobile Phone
Email
United StatesFlorida
Sep 09, 2025
C. J.
Owner
Mobile Phone
Email
Oct 21, 2024
C. M.
Chief Creative Officer And Finop
Mobile Phone
Email
Oct 06, 2025
N. K.
Head Of Supervision
Mobile Phone
Email
United StatesMinnesota
Jun 14, 2025

Frequently Asked Questions

What is BD/IA Compliance Solutions, LLC known for?

BD/IA Compliance Solutions, LLC operates in the Investment Management industry. The company's main headquarters is located in 25 South Charles Street, Suite 2130. Explore BD/IA Compliance Solutions, LLC's company overview page for more information.

What is BD/IA Compliance Solutions, LLC's most common email format?

BD/IA Compliance Solutions, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more BD/IA Compliance Solutions, LLC email formats with LeadIQ.

How many employees does BD/IA Compliance Solutions, LLC have currently?

BD/IA Compliance Solutions, LLC has approximately 1 employees as of December 2025. These team members are located across 2 continents, including North AmericaAsia.

Who are BD/IA Compliance Solutions, LLC's key employees and leadership?

As of December 2025, BD/IA Compliance Solutions, LLC's key employees include:

Chief Creative Officer And Finop: C. M.
Head Of Supervision: N. K.
Business Owner: C. M.
Owner: C. J.

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