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BD/IA Compliance Solutions, LLC Employee Directory

Investment ManagementMaryland, United States0-1 Employees

BD/IA Compliance Solutions, LLC is a small professional services firm based in Baltimore, Maryland, focused on helping the investment management industry manage compliance responsibilities. It serves registered investment advisers and broker-dealers, assisting with entity formation, registration, and the preparation of required filings. The firm develops customized materials, including compliance manuals and written supervisory procedures, tailored to each client's business model. 

In addition to startup support, the firm helps clients maintain ongoing compliance as regulations evolve and as their operations expand, guiding internal compliance and supervisory frameworks. It also aids in preparing for regulatory examinations and is available to provide answers to questions about compliance issues as they arise.

Find BD/IA Compliance Solutions, LLC employees' phone numbers or email addresses

BD/IA Compliance Solutions, LLC Global Highlights

Location
Employees

North America
6

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  • United States Of America
    6

Asia
1

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  • Bangladesh
    1

BD/IA Compliance Solutions, LLC's Leadership

  • Stylized image of a person
    C. M.
    Chief Creative Officer And Finop
    Phone icon
    Mobile Phone
  • Stylized image of a person
    C. J.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    D. R.
    Attorney
    Phone icon
    Mobile Phone

Contact profiles from BD/IA Compliance Solutions, LLC

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    C. J.
    Owner
    Phone icon
    Mobile Phone
    Oct 21, 2024
  • Stylized image of a person
    C. M.
    Chief Creative Officer And Finop
    Phone icon
    Mobile Phone
    Jul 25, 2026
  • Stylized image of a person
    D. R.
    Attorney
    Phone icon
    Mobile Phone
    Aug 04, 2026

Frequently Asked Questions

What is BD/IA Compliance Solutions, LLC known for?

Minus sign iconPlus sign iconBD/IA Compliance Solutions, LLC operates in the Investment Management industry. Explore BD/IA Compliance Solutions, LLC's company overview page for more information.

What is BD/IA Compliance Solutions, LLC's most common email format?

Minus sign iconPlus sign iconBD/IA Compliance Solutions, LLC employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more BD/IA Compliance Solutions, LLC email formats with LeadIQ.

How many employees does BD/IA Compliance Solutions, LLC have currently?

Minus sign iconPlus sign iconBD/IA Compliance Solutions, LLC has approximately 1 employees as of July 2026. These team members are located across 2 continents, including North AmericaAsia.

Who are BD/IA Compliance Solutions, LLC's key employees and leadership?

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As of July 2026, BD/IA Compliance Solutions, LLC's key employees include:

  • Chief Creative Officer And Finop: C. M.
  • Owner: C. J.
  • Attorney: D. R.

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