Insights

Regulatory Challenges Caldwell International Securities faced a significant regulatory violation leading to its expulsion from the industry in 2017, highlighting potential compliance risks that prospective clients or partners should consider.

Niche Market Focus The company operates as an independent broker/dealer offering a broad range of trading options including U.S. and foreign equities, futures, fixed income, and derivatives, providing multiple entry points for cross-selling financial products and services.

Growth Potential With an estimated revenue of 25 to 50 million dollars and a small team of 2-10 employees, Caldwell showcases growth opportunities for financial advisors and technology providers seeking to expand in specialized niches.

Technology Usage The company's support for online order entry and trading suggests a focus on technological efficiency, opening avenues for partnerships in digital trading platforms or cybersecurity solutions.

Competitive Position Compared to industry giants like Charles Schwab and Fidelity, Caldwell's smaller size and global trading reach present unique opportunities for targeted service offerings to enhance its operational capabilities and compliance management.

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Caldwell International Securities Corporation Tech Stack

Media & News

Caldwellbrokerage had issues with serious violation on Jan 1st '17.
Notably, in January of 2017, Caldwell International Securities was expelled from the industry for a serious violation.
Oct 16, 2018 | www.carlson-law.net

Caldwell International Securities Corporation's Email Address Formats

Caldwell International Securities Corporation uses at least 1 format(s):

Caldwell International Securities Corporation Email Formats	Example	Percentage
FLast@caldwellbrokerage.com	JDoe@caldwellbrokerage.com	50%
FLast@caldwellbrokerage.com	JDoe@caldwellbrokerage.com	50%

Frequently Asked Questions

Where is Caldwell International Securities Corporation's headquarters located?

Caldwell International Securities Corporation's main headquarters is located at Fischer, Texas 78623 United States. The company has employees across 1 continents, including North America.

What is Caldwell International Securities Corporation's official website and social media links?

Caldwell International Securities Corporation's official website is caldwellbrokerage.com and has social profiles on LinkedIn.

What is Caldwell International Securities Corporation's SIC code NAICS code?

Caldwell International Securities Corporation's SIC code is 6211 - Security Brokers, Dealers, and Flotation Companies NAICS code is 52 - Finance and Insurance.

How many employees does Caldwell International Securities Corporation have currently?

As of February 2026, Caldwell International Securities Corporation has approximately 9 employees across 1 continents, including North America. Key team members include President/Cfo: L. F.Senior Vp Investments: C. F.Senior Vice President Of Investments: D. K.. Explore Caldwell International Securities Corporation's employee directory with LeadIQ.

What industry does Caldwell International Securities Corporation belong to?

Caldwell International Securities Corporation operates in the Financial Services industry.

What is Caldwell International Securities Corporation's email format?

Caldwell International Securities Corporation's email format typically follows the pattern of FLast@caldwellbrokerage.com. Find more Caldwell International Securities Corporation email formats with LeadIQ.

When was Caldwell International Securities Corporation founded?

Caldwell International Securities Corporation was founded in 2000.

Caldwell International Securities Corporation

Financial ServicesTexas, United States2-10 Employees

We are an independent broker/dealer both under FINRA and NFA.  Offering Online order entry and trading in U. S. equities, equity options, U. S. Mutual Funds (Online or Direct), U.S. futures, foreign futures, and foreign exchange.  In addition, your clients may trade or purchase U.S. Treasuries, Agency, CMO’s, MBS, Corporate, Municipals, Derivatives, foreign equities, foreign fixed income products, and variable/fixed rate annuities through you.  We also offer Variable Life and are also a Registered Investment Advisor. Broker may work where he wants to and when he wants to.  We offcer very competitive payouts on commissions. Doing business through out USA and foreign countries.