Insights

Market Expansion Potential Caldwell International Securities operates across the United States and internationally, indicating opportunities to target brokers seeking flexible trading platforms that support diverse geographic markets and product offerings.

Technology-Driven Service With an online trading platform for equities, options, futures, and fixed income products, the company presents opportunities to promote advanced trading technologies and integration solutions for independent brokers and RIAs.

Competitive Compensation Model Offering highly competitive payout structures on commissions can be emphasized when engaging with brokers looking for profitable partnership opportunities within financial services.

Regulatory and Compliance Focus Given the company's history of regulatory issues and past industry expulsion, there may be an opportunity to provide compliance consulting, risk management services, or solutions that help reinforce regulatory adherence.

Growth and Revenue Opportunities Caldwell's revenue range of 10 to 25 million USD in a competitive landscape suggests potential for upselling technology upgrades, marketing support, or value-added services to increase their market share and client engagement.

Similar companies to Caldwell International Securities Corporation

Caldwell International Securities Corporation Tech Stack

Media & News

Caldwellbrokerage had issues with serious violation on Jan 1st '17.
Notably, in January of 2017, Caldwell International Securities was expelled from the industry for a serious violation.
Oct 16, 2018 | www.carlson-law.net

Caldwell International Securities Corporation's Email Address Formats

Caldwell International Securities Corporation uses at least 1 format(s):

Caldwell International Securities Corporation Email Formats	Example	Percentage
FLast@caldwellbrokerage.com	JDoe@caldwellbrokerage.com	50%
FLast@caldwellbrokerage.com	JDoe@caldwellbrokerage.com	50%

Frequently Asked Questions

What is Caldwell International Securities Corporation's official website and social media links?

Caldwell International Securities Corporation's official website is caldwellbrokerage.com and has social profiles on LinkedIn.

What is Caldwell International Securities Corporation's SIC code NAICS code?

Caldwell International Securities Corporation's SIC code is 6211 - Security Brokers, Dealers, and Flotation Companies NAICS code is 52 - Finance and Insurance.

How many employees does Caldwell International Securities Corporation have currently?

As of December 2025, Caldwell International Securities Corporation has approximately 11 employees across 1 continents, including North America. Key team members include President/Cfo: L. F.Senior Vp Investments: C. F.Senior Vice President Of Investments: D. K.. Explore Caldwell International Securities Corporation's employee directory with LeadIQ.

What industry does Caldwell International Securities Corporation belong to?

Caldwell International Securities Corporation operates in the Financial Services industry.

What is Caldwell International Securities Corporation's email format?

Caldwell International Securities Corporation's email format typically follows the pattern of FLast@caldwellbrokerage.com. Find more Caldwell International Securities Corporation email formats with LeadIQ.

When was Caldwell International Securities Corporation founded?

Caldwell International Securities Corporation was founded in 2000.

Caldwell International Securities Corporation

Financial ServicesUnited States11-50 Employees

We are an independent broker/dealer both under FINRA and NFA.  Offering Online order entry and trading in U. S. equities, equity options, U. S. Mutual Funds (Online or Direct), U.S. futures, foreign futures, and foreign exchange.  In addition, your clients may trade or purchase U.S. Treasuries, Agency, CMO’s, MBS, Corporate, Municipals, Derivatives, foreign equities, foreign fixed income products, and variable/fixed rate annuities through you.  We also offer Variable Life and are also a Registered Investment Advisor. Broker may work where he wants to and when he wants to.  We offcer very competitive payouts on commissions. Doing business through out USA and foreign countries.