What departments does CAPIS have?

CAPIS has employees across 11 departments including Marketing, Sales, Banking, Engineering, Accounting.

What is the largest department at CAPIS?

The largest department at CAPIS is Sales with 8 employees.

Where are CAPIS employees located globally?

CAPIS has employees across 3 continents and 5 countries including United Kingdom Of Great Britain And Northern Ireland, United States Of America, Nicaragua, Guatemala, Peru.

How has CAPIS's team size changed over time?

CAPIS's team has grown from approximately 59 to 63 employees based on available data.

CAPIS Employee Directory

Financial ServicesTexas, United States51-200 Employees

Serving institutional investors since 1977, CAPIS is an agency broker that offers global execution services and commission management solutions. We pair trading technologies with an unparalleled dedication to superior client service. CAPIS has one focus -- providing institutional investors with conflict-free, unbiased  execution and commission management solutions. 

CAPIS was a pioneer in developing commission management solutions to investment managers. Today, we’re one of the only brokers to offer research credit on global equity trades as well as fixed income and options trading. We are also one of the few brokers to offer commission recapture services.

Our 24-hour trading desk offers global equity trading, fixed income trading, derivatives trading, portfolio trading, outsourced trading, and transition management services. 

CAPIS also provides solutions for managed account advisors; reducing operational expenses and inefficiencies, achieving best execution, and ending sponsor rotation.

Disclosures: https://capis.com/disclosures/

CAPIS Global Highlights

North America
125

United States Of America
120
Guatemala
3
Nicaragua
2

Europe
1

United Kingdom Of Great Britain And Northern Ireland
1

South America
1

Peru
1

CAPIS's Leadership

T. K.
Chief Compliance Officer
Mobile Phone
Email
E. B.
Vp Outsourced Trading
Mobile Phone
Email
E. B.
Vp Outsourced Trading
Mobile Phone
Email
P. S.
Vice President Institutional Sales
Mobile Phone
Email
J. W.
President
Mobile Phone
Email
M. S.
Head Of Marketing
Mobile Phone
Email
C. D.
First Vice President, Equity Sales And Trading
Mobile Phone
Email
J. L.
Senior Vice President, Director Of Bank & Trust Services
Mobile Phone
Email

CAPIS Employee Metrics

100%

50%

0%

2026

2025

Banking
Information Technology
Engineering
Accounting
Entrepreneurship
Other
Media & Communications
Legal

Contact profiles from CAPIS

Name

Title

Contact Info

Location

Last Update

L. M.
Vice President
Mobile Phone
Email
United KingdomEngland
M. R.
Senior Vice President
Mobile Phone
Email
Oct 22, 2024
M. D.
Vice President
Mobile Phone
Email
Oct 22, 2024
P. S.
Vice President Institutional Sales
Mobile Phone
Email
Oct 18, 2024
T. L.
Senior Vice President - Director Fixed Income Trading
Mobile Phone
Email
Oct 23, 2024
M. V.
Director, Institutional Sales And Managed Account Solutions
Mobile Phone
Email
United StatesNew Jersey
Jun 08, 2026
T. C.
Director, Plan Sponsor Services
Mobile Phone
Email
United StatesSouth Carolina
Apr 13, 2026
B. H.
Financial Controller
Mobile Phone
Email
Jun 27, 2025
S. H.
Director - Pepsico Global Template - Pricing Design And Implementation
Mobile Phone
Email
Oct 18, 2024
S. V.
Executive Director
Mobile Phone
Email
Jun 08, 2026

Frequently Asked Questions

What is CAPIS known for?

CAPIS was founded in 1977 operates in the Financial Services industry. The company's main headquarters is located in 1700 Pacific Avenue Suite 1100 Dallas, Texas 75201 United States; you can contact the main corporate office by phone at

+1-214-720-****

. Explore CAPIS's company overview page for more information.

What is CAPIS's most common email format?

CAPIS employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more CAPIS email formats with LeadIQ.

How many employees does CAPIS have currently?

CAPIS has approximately 82 employees as of June 2026. These team members are located across 3 continents, including North AmericaEuropeSouth America.

Who are CAPIS's key employees and leadership?

As of June 2026, CAPIS's key employees include:

Chief Compliance Officer: T. K.
Vp Outsourced Trading: E. B.
Vp Outsourced Trading: E. B.
Vice President Institutional Sales: P. S.
President: J. W.

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CAPIS Employee Directory

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