What is Capital Markets Compliance, LLC (CMC) - Acquired's NAICS code?

Capital Markets Compliance, LLC (CMC) - Acquired's NAICS code is 52 (Finance and Insurance).

Insights

Post‑acquisition Growth CMC was acquired by ACA Group/Foreside Financial in 2021, indicating a potential shift in services, onboarding of new clients, and integration opportunities for ongoing compliance and FINOP offerings.

Small Firm Opportunity With 2-10 employees and listed revenue between 1M and 10M, there may be upsell opportunities around scalable compliance programs, policy development, and technology implementations suited for small to mid-sized asset managers.

Tech Stack Fit Current technologies include Mobify, Microsoft 365, jQuery, and Google Analytics, suggesting opportunities to modernize or integrate with core platforms used by the target firm and its clients to improve efficiency and reporting.

Asset & Wealth Focus Affiliation with Foreside and ACA Group signals alignment with governance, risk, and compliance services for asset and wealth management clients, presenting cross‑sell potential to existing ACA/Foreside client ecosystems.

Market Positioning Comparable firms in the space show large incumbents; CMC’s niche as a small, specialized compliance consulting practice presents a doorway for targeted solutions, pricing models, and partner‑led sales with larger firms looking to augment capabilities.

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Capital Markets Compliance, LLC (CMC) - Acquired Tech Stack

Capital Markets Compliance, LLC (CMC) - Acquired uses 8 technology products and services including Mobify, Microsoft 365, Font Awesome, and more. Explore Capital Markets Compliance, LLC (CMC) - Acquired's tech stack below.

Mobify
E-commerce
Microsoft 365
Email
Font Awesome
Font Scripts
Hammer.js
Javascript Libraries
jQuery
Javascript Libraries
Lightbox
Javascript Libraries
Google Analytics
Web Analytics
Microsoft IIS
Web Servers

Media & News

Foreside Financial Group acquired Capital Markets Compliance on Jan 26th '21
Foreside Financial Group (Foreside), a provider of governance, risk management, and compliance service and technology offerings to clients in the global asset and wealth management industry, is to acquire Capital Markets Compliance (CMC), a compliance, consulting, and FINOP practice.
Jan 27, 2021 | www.privateequitywire.co.uk

Capital Markets Compliance, LLC (CMC) - Acquired's Email Address Formats

Capital Markets Compliance, LLC (CMC) - Acquired uses at least 3 email formats:

Capital Markets Compliance, LLC (CMC) - Acquired Email Formats	Example	Percentage
First@cmcompliance.com	John@cmcompliance.com	50%
Last@cmcompliance.com	Doe@cmcompliance.com	33%
FLast@cmcompliance.com	JDoe@cmcompliance.com	17%

Frequently Asked Questions

What is Capital Markets Compliance, LLC (CMC) - Acquired's phone number?

You can contact Capital Markets Compliance, LLC (CMC) - Acquired's main corporate office by phone at

+1-770-263-****

. For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Capital Markets Compliance, LLC (CMC) - Acquired's official website and social media links?

Capital Markets Compliance, LLC (CMC) - Acquired's official website is cmcompliance.com and has social profiles on LinkedIn.

How much revenue does Capital Markets Compliance, LLC (CMC) - Acquired generate?

As of September 2026, Capital Markets Compliance, LLC (CMC) - Acquired's annual revenue is estimated to be $1M - $10M.

What is Capital Markets Compliance, LLC (CMC) - Acquired's SIC code and NAICS code?

Capital Markets Compliance, LLC (CMC) - Acquired's SIC code is 6211 - Security Brokers, Dealers, and Flotation Companies and NAICS code is 52 - Finance and Insurance.

How many employees does Capital Markets Compliance, LLC (CMC) - Acquired have currently?

As of September 2026, Capital Markets Compliance, LLC (CMC) - Acquired has approximately 5 employees across 2 continents, including North America and Europe. Key team members include Principal Consultant Ceo: J. V., Sales Trading: A. N. and Assistant Controller: A. H. Explore Capital Markets Compliance, LLC (CMC) - Acquired's employee directory with LeadIQ.

What industry does Capital Markets Compliance, LLC (CMC) - Acquired belong to?

Capital Markets Compliance, LLC (CMC) - Acquired operates in the Financial Services industry.

What technology does Capital Markets Compliance, LLC (CMC) - Acquired use?

Capital Markets Compliance, LLC (CMC) - Acquired's tech stack includes Mobify, Microsoft 365, Font Awesome, Hammer.js, jQuery, Lightbox, Google Analytics and Microsoft IIS.

What is Capital Markets Compliance, LLC (CMC) - Acquired's email format?

Capital Markets Compliance, LLC (CMC) - Acquired's email format typically follows the pattern of First@cmcompliance.com. Find more Capital Markets Compliance, LLC (CMC) - Acquired email formats with LeadIQ.

When was Capital Markets Compliance, LLC (CMC) - Acquired founded?

Capital Markets Compliance, LLC (CMC) - Acquired was founded in 1999.

Capital Markets Compliance, LLC (CMC) - Acquired

Financial ServicesGeorgia, United States2-10 Employees

Capital Markets Compliance, LLC (CMC) was a financial services compliance consulting firm headquartered in Atlanta, Georgia. The firm specialized in governance, risk management, and compliance advisory services for clients in the asset and wealth management industry, including a FINOP practice, addressing regulatory and operational needs within capital markets.
Following its acquisition by ACA Group/Foreside Financial in 2021, the company transitioned from an independent Atlanta-based provider to becoming part of a larger compliance services organization. The business operated with a small professional team and supported clients within the broader financial services sector, positioning itself as a specialized consultancy within a competitive field that includes large, diversified compliance and risk management firms.