What is Capital Markets Compliance, LLC (CMC) - Acquired's NAICS code?

Capital Markets Compliance, LLC (CMC) - Acquired's NAICS code is 52 (Finance and Insurance).

Insights

Acquisition Momentum Capital Markets Compliance (CMC) was acquired by ACA Group/Foreside Financial in 2021, indicating a consolidation trend in financial services compliance and potential upsell opportunities to ACA Group clients and partners who value integrated governance, risk, and compliance offerings.

Small Firm Footprint With 2-10 employees and revenue in the 1M–10M range, there is likely a high-touch, personalized service model. This suggests a need for scalable yet tailored solutions that can be expanded through cross-sell with larger ACA Group services or via technology-enabled platforms.

Tech Stack Fit CMC’s use of common enterprise tools (Mobify, Microsoft 365, Google Analytics, jQuery, etc.) indicates compatibility with modern digital workflows. Opportunity exists to propose integrated compliance tech stacks, automation, and analytics enhancements for efficiency and reproducible audit trails.

Industry Positioning Operating in financial services with FINOP and compliance consulting focus, CMC aligns with broader enterprise risk management trends. Target cross-sell to asset management and wealth management clients through ACA Group’s network and expand into related governance and regulatory reporting offerings.

Growth Signals Recent acquisition activity and a revenue band in a competitive field (mid-market compliance firms and large vendors) suggest opportunities to position value through scalable services, enhanced monitoring, and regulatory intelligence for mid-sized financial institutions seeking robust compliance programs.

Similar companies to Capital Markets Compliance, LLC (CMC) - Acquired

Capital Markets Compliance, LLC (CMC) - Acquired Tech Stack

Capital Markets Compliance, LLC (CMC) - Acquired uses 8 technology products and services including Mobify, Microsoft 365, Font Awesome, and more. Explore Capital Markets Compliance, LLC (CMC) - Acquired's tech stack below.

Mobify
E-commerce
Microsoft 365
Email
Font Awesome
Font Scripts
Google Fonts API
Font Scripts
jQuery
Javascript Libraries
Lightbox
Javascript Libraries
Google Analytics
Web Analytics
Microsoft IIS
Web Servers

Media & News

Foreside Financial acquired Cmcompliance on Jan 26th '21.
Foreside Financial Group (Foreside), a provider of governance, risk management, and compliance service and technology offerings to clients in the global asset and wealth management industry, is to acquire Capital Markets Compliance (CMC), a compliance, consulting, and FINOP practice.
Jan 27, 2021 | www.privateequitywire.co.uk

Capital Markets Compliance, LLC (CMC) - Acquired's Email Address Formats

Capital Markets Compliance, LLC (CMC) - Acquired uses at least 1 format(s):

Capital Markets Compliance, LLC (CMC) - Acquired Email Formats	Example	Percentage
First@cmcompliance.com	John@cmcompliance.com	50%
Last@cmcompliance.com	Doe@cmcompliance.com	33%
FLast@cmcompliance.com	JDoe@cmcompliance.com	17%

Frequently Asked Questions

What is Capital Markets Compliance, LLC (CMC) - Acquired's phone number?

You can contact Capital Markets Compliance, LLC (CMC) - Acquired's main corporate office by phone at

+1-770-263-****

. For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Capital Markets Compliance, LLC (CMC) - Acquired's official website and social media links?

Capital Markets Compliance, LLC (CMC) - Acquired's official website is cmcompliance.com and has social profiles on LinkedIn.

How much revenue does Capital Markets Compliance, LLC (CMC) - Acquired generate?

As of August 2026, Capital Markets Compliance, LLC (CMC) - Acquired's annual revenue is estimated to be $1M - $10M.

What is Capital Markets Compliance, LLC (CMC) - Acquired's SIC code NAICS code?

Capital Markets Compliance, LLC (CMC) - Acquired's SIC code is 6211 - Security Brokers, Dealers, and Flotation Companies NAICS code is 52 - Finance and Insurance.

How many employees does Capital Markets Compliance, LLC (CMC) - Acquired have currently?

As of August 2026, Capital Markets Compliance, LLC (CMC) - Acquired has approximately 5 employees across 2 continents, including North AmericaEurope. Key team members include Principal Consultant Ceo: J. V.Assistant Controller: A. H.Sales Trading: A. N.. Explore Capital Markets Compliance, LLC (CMC) - Acquired's employee directory with LeadIQ.

What industry does Capital Markets Compliance, LLC (CMC) - Acquired belong to?

Capital Markets Compliance, LLC (CMC) - Acquired operates in the Financial Services industry.

What technology does Capital Markets Compliance, LLC (CMC) - Acquired use?

Capital Markets Compliance, LLC (CMC) - Acquired's tech stack includes MobifyMicrosoft 365Font AwesomeGoogle Fonts APIjQueryLightboxGoogle AnalyticsMicrosoft IIS.

What is Capital Markets Compliance, LLC (CMC) - Acquired's email format?

Capital Markets Compliance, LLC (CMC) - Acquired's email format typically follows the pattern of First@cmcompliance.com. Find more Capital Markets Compliance, LLC (CMC) - Acquired email formats with LeadIQ.

When was Capital Markets Compliance, LLC (CMC) - Acquired founded?

Capital Markets Compliance, LLC (CMC) - Acquired was founded in 1999.

Capital Markets Compliance, LLC (CMC) - Acquired

Financial ServicesGeorgia, United States2-10 Employees

Capital Markets Compliance, LLC (CMC) was a financial services compliance consulting firm headquartered in Atlanta, Georgia. The firm specialized in governance, risk management, and compliance advisory services for clients in the asset and wealth management industry, including a FINOP practice, addressing regulatory and operational needs within capital markets.
Following its acquisition by ACA Group/Foreside Financial in 2021, the company transitioned from an independent Atlanta-based provider to becoming part of a larger compliance services organization. The business operated with a small professional team and supported clients within the broader financial services sector, positioning itself as a specialized consultancy within a competitive field that includes large, diversified compliance and risk management firms.