Capital Markets Compliance, LLC (CMC) - Acquired logo

Capital Markets Compliance, LLC (CMC) - Acquired Employee Directory

Financial ServicesGeorgia, United States2-10 Employees

Capital Markets Compliance, LLC (CMC) was a financial services compliance consulting firm headquartered in Atlanta, Georgia. The firm specialized in governance, risk management, and compliance advisory services for clients in the asset and wealth management industry, including a FINOP practice, addressing regulatory and operational needs within capital markets.
Following its acquisition by ACA Group/Foreside Financial in 2021, the company transitioned from an independent Atlanta-based provider to becoming part of a larger compliance services organization. The business operated with a small professional team and supported clients within the broader financial services sector, positioning itself as a specialized consultancy within a competitive field that includes large, diversified compliance and risk management firms.

Find Capital Markets Compliance, LLC (CMC) - Acquired employees' phone numbers or email addresses

Capital Markets Compliance, LLC (CMC) - Acquired Global Highlights

Location
Employees

North America
21

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  • United States Of America
    20
  • Honduras
    1

Europe
1

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  • United Kingdom Of Great Britain And Northern Ireland
    1

Capital Markets Compliance, LLC (CMC) - Acquired's Leadership

  • Stylized image of a person
    J. V.
    Principal Consultant Ceo
  • Stylized image of a person
    A. H.
    Assistant Controller
  • Stylized image of a person
    A. N.
    Sales Trading

Capital Markets Compliance, LLC (CMC) - Acquired Employee Metrics

100%
50%
0%
2026
2025
  • Accounting
  • Other
  • Banking
  • Consultant
  • Legal

Contact profiles from Capital Markets Compliance, LLC (CMC) - Acquired

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    J. V.
    Principal Consultant Ceo
    Oct 17, 2024
  • Stylized image of a person
    A. H.
    Assistant Controller
    Oct 17, 2024
  • Stylized image of a person
    A. N.
    Sales Trading
    United KingdomEngland
    May 31, 2026

Frequently Asked Questions

What is Capital Markets Compliance, LLC (CMC) - Acquired known for?

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Capital Markets Compliance, LLC (CMC) - Acquired was founded in 1999 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore Capital Markets Compliance, LLC (CMC) - Acquired's company overview page for more information.

What is Capital Markets Compliance, LLC (CMC) - Acquired's most common email format?

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Capital Markets Compliance, LLC (CMC) - Acquired employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Capital Markets Compliance, LLC (CMC) - Acquired email formats with LeadIQ.

How many employees does Capital Markets Compliance, LLC (CMC) - Acquired have currently?

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Capital Markets Compliance, LLC (CMC) - Acquired has approximately 5 employees as of August 2026. These team members are located across 2 continents, including North AmericaEurope.

Who are Capital Markets Compliance, LLC (CMC) - Acquired's key employees and leadership?

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As of August 2026, Capital Markets Compliance, LLC (CMC) - Acquired's key employees include:

  • Principal Consultant Ceo: J. V.
  • Assistant Controller: A. H.
  • Sales Trading: A. N.

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