Cetera Financial Group Employee Directory

Financial ServicesCalifornia, United States1001-5000 Employees

We’re enablers. Mentors. Dream builders. Our purpose is to turn financial aspirations into reality. Within our community lies a vibrant wellspring of growth and opportunity for financial professionals, financial institutions, and individual investors alike.

As a premier financial services firm, we don’t just deliver financial technology, bespoke guidance, research and market intelligence, and collaborative client-service platforms. We build environments where ideas thrive, connections flourish, and ambitions become remarkable achievements. 

Driven to deliver unwavering support and innovative solutions to help people live their purpose, we empower each other and the communities around us to bring a stronger tomorrow to life.

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Cetera Financial Group (CFG) is a network of independent retail firms, including those that are members of FINRA/SIPC: Cetera Advisors LLC; Cetera Wealth Services, LLC (formerly known as Cetera Advisor Networks); Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors); and Cetera Financial Specialists LLC. Entities registered as investment advisers with the Securities and Exchange Commission include Cetera Investment Management LLC and Cetera Investment Advisers LLC. Cetera’s principal office is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101.

Avantax Planning Partners, Inc. is an SEC registered investment adviser within the Aretec Group, Inc. (dba Cetera Holdings, an affiliate of CFG). All the referenced entities are under common ownership.

Find Cetera Financial Group employees' phone numbers or email addresses

Cetera Financial Group Global Highlights

Location
Employees

North America
3K

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  • United States Of America
    3K
  • Canada
    1

Asia
6

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  • India
    4
  • Israel
    2

Europe
4

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  • Italy
    2
  • Sweden
    1
  • United Kingdom Of Great Britain And Northern Ireland
    1

South America
2

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  • Peru
    1
  • Ecuador
    1

Africa
1

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  • South Africa
    1

Cetera Financial Group's Leadership

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    M. D.
    Chief Executive Officer
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    D. H.
    Chief Executive Officer
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    F. C.
    Chief Executive Officer
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    L. A.
    Chief Executive Officer
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    G. W.
    Chief Compliance Officer
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    J. N.
    Chief Risk Officer: Cetera Financial Group
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    M. R.
    Chief Technology Officer
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    D. B.
    Chief Compliance Officer - Tax Channel
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Cetera Financial Group Employee Metrics

100%
50%
0%
2026
2025
  • Finance
  • Analytics
  • Operations
  • Engineering
  • Consultant
  • Other
  • Banking
  • Program & Project Management
  • Accounting
  • Legal
  • Information Technology

Contact profiles from Cetera Financial Group

Name
Title
Contact Info
Location
Last Update
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    M. D.
    Chief Executive Officer
    Phone icon
    United States
    Feb 01, 2026
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    T. H.
    President And Ceo Of Cetera Advisors
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    United StatesMassachusetts
    Feb 04, 2026
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    C. M.
    President, Cetera Solutions
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    United StatesWisconsin
    Feb 04, 2026
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    T. M.
    President, Cetera Wealth Management
    Phone icon
    United StatesColorado
    Nov 26, 2025
  • Stylized image of a person
    G. W.
    Chief Compliance Officer
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    United StatesWisconsin
    Nov 26, 2025
  • Stylized image of a person
    J. N.
    Chief Risk Officer: Cetera Financial Group
    Phone icon
    United States
    Jan 13, 2026
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    M. R.
    Chief Technology Officer
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    United StatesColorado
    Feb 06, 2026
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    J. S.
    Executive Business Partner/Cos To Cio, Head Of Advanced Wealth, Head Of Advisory & Head Of Wp&r
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    United StatesIowa
    Feb 01, 2026
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    D. B.
    Chief Compliance Officer - Tax Channel
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    Nov 10, 2025
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    C. C.
    Owner
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    ItalyLombardy
    Nov 17, 2025

Frequently Asked Questions

What is Cetera Financial Group known for?

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Cetera Financial Group was founded in 1981 operates in the Financial Services industry. The company's main headquarters is located in 655 West Broadway San Diego, California 92101 United States; you can contact the main corporate office by phone at . Explore Cetera Financial Group's company overview page for more information.

What is Cetera Financial Group's most common email format?

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Cetera Financial Group employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Cetera Financial Group email formats with LeadIQ.

How many employees does Cetera Financial Group have currently?

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Cetera Financial Group has approximately 2.5K employees as of February 2026. These team members are located across 5 continents, including North AmericaAsiaEurope.

Who are Cetera Financial Group's key employees and leadership?

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As of February 2026, Cetera Financial Group's key employees include:

  • Chief Executive Officer: M. D.
  • Chief Executive Officer: D. H.
  • Chief Executive Officer: F. C.
  • Chief Executive Officer: L. A.
  • Chief Compliance Officer: G. W.

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