C.L. King & Associates Employee Directory
Financial ServicesNew York, United States51-200 Employees
CL King & Associates is a women-owned financial services firm based in Albany, New York, founded in 1972 and WBENC-certified. What began as a focused equity boutique has grown into a full-service investment bank with core strengths in debt and equity capital markets and a well-regarded sales and trading platform. The firm leverages its broad distribution network to support offerings as a syndicate underwriter. It co-manages a range of capital-raising transactions, including bond offerings, IPOs, follow-ons, secondaries, convertibles, and preferreds, and operates a Corporate Services unit focused on share repurchase programs and continuous share offerings (ATMs). The company serves corporate clients seeking access to capital markets and sophisticated securities distribution, operating within the regulatory framework of FINRA and SIPC.