C.L. King & Associates Employee Directory

Q: What is C.L. King & Associates known for?

C.L. King & Associates was founded in 1972. C.L. King & Associates operates in the Financial Services industry.

Q: How many employees does C.L. King & Associates have currently?

C.L. King & Associates has approximately 95 employees.

Financial ServicesNew York, United States51-200 Employees

CL King is a leading women-owned securities firm and is WBENC-certified.

Since our founding in 1972, CL King has evolved from an equity boutique to a full-service investment bank. Our focus on debt and equity capital markets remains the core of our robust platform supported by a well-respected research, sales, trading and clearing operation. When combined with our strong capital base, we are an active securities underwriter. We co-manage bond offerings, IPOs, follow-ons, secondaries, convertibles, and preferreds. In addition, we transact directly in the capital markets on behalf of corporations through our Corporate Services business focused on share repurchase and continuous share offerings ("ATMs").

Member of FINRA and SIPC.

Check the background of this firm on FINRA's BrokerCheck:  http://brokercheck.finra.org

Find C.L. King & Associates employees' phone numbers or email addresses

C.L. King & Associates Global Highlights

North America
78

United States Of America
78

South America
3

Chile
2
Ecuador
1

Asia
2

Nepal
2

Europe
2

Finland
1
Germany
1

C.L. King & Associates's Leadership

B. H.
Cio/Cto
Mobile Phone
Email
R. G.
Chief Compliance Officer
Mobile Phone
Email
S. Z.
Chief Operating Officer
Mobile Phone
Email
J. D.
Vp Equity Trading & Institutional Sales
Mobile Phone
Email
C. C.
Vice President Institutional Equity Sales
Mobile Phone
Email
J. B.
Vice President Institutional Fixed-Income Sales
Mobile Phone
Email
J. P.
Vice President Institutional Equity Sales
Mobile Phone
Email
L. F.
Vice President Institutional Equity Sales
Mobile Phone
Email

Contact profiles from C.L. King & Associates

Name

Title

Contact Info

Location

Last Update

S. D.
Senior Vice President
Mobile Phone
Email
United StatesFlorida
Apr 24, 2024
L. M.
Vice President
Mobile Phone
Email
United StatesNew York
Sep 29, 2025
C. L.
Assistant Vice President, Executive Sales Administrator
Mobile Phone
Email
United StatesNew York
Aug 03, 2025
T. L.
Sr. Vice President/Director
Mobile Phone
Email
United StatesNew York
Sep 10, 2025
P. S.
Sr. Vice President Equity Sales & Trading
Mobile Phone
Email
United StatesMassachusetts
Nov 11, 2025
C. K.
Senior Vice President/Institutional Sales
Mobile Phone
Email
United StatesNew York
Aug 12, 2025
J. D.
Vp Equity Trading & Institutional Sales
Mobile Phone
Email
United StatesNew York
Nov 11, 2025
P. R.
Senior Vice President
Mobile Phone
Email
United StatesNew York
Oct 21, 2025
S. C.
Senior Vice President, Director Of Information Technology
Mobile Phone
Email
United StatesNew York
Oct 19, 2025
A. H.
Senior Vice President Municipal Debt Underwriter
Mobile Phone
Email
Oct 23, 2024

Frequently Asked Questions

What is C.L. King & Associates known for?

C.L. King & Associates was founded in 1972 operates in the Financial Services industry; you can contact the main corporate office by phone at

+1-518-431-****

. Explore C.L. King & Associates's company overview page for more information.

What is C.L. King & Associates's most common email format?

C.L. King & Associates employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more C.L. King & Associates email formats with LeadIQ.

How many employees does C.L. King & Associates have currently?

C.L. King & Associates has approximately 95 employees as of December 2025. These team members are located across 4 continents, including North AmericaSouth AmericaAsia.

Who are C.L. King & Associates's key employees and leadership?

As of December 2025, C.L. King & Associates's key employees include:

Cio/Cto: B. H.
Chief Compliance Officer: R. G.
Chief Operating Officer: S. Z.
Vp Equity Trading & Institutional Sales: J. D.
Vice President Institutional Equity Sales: C. C.

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