Insights

Strong Industry Position Compliance11 is positioned as a leading provider of compliance automation software within the financial services sector, offering scalable cloud solutions that can be implemented rapidly, which is attractive to financial institutions seeking quick deployment and efficient risk management.

Recent Acquisition Advantage Being recently acquired by The Charles Schwab Corporation enhances Compliance11's credibility and financial backing, presenting an opportunity to leverage Schwab's extensive client base for upselling and cross-selling compliance automation solutions.

Growth Potential With revenues ranging from 10 to 25 million dollars and a lean team of 11 to 50 employees, Compliance11 shows significant growth prospects, especially as financial firms are increasing investment in compliance technology amidst evolving regulatory landscapes.

Complementary Tech Stack Compliance11’s technology, designed for automating multiple compliance processes such as employee trading and regulatory inquiries, aligns well with other large compliance software players, enabling sales teams to target organizations already utilizing or considering integrated compliance solutions.

Market Expansion Opportunity The company's niche focus on automating critical compliance functions offers an attractive entry point for financial firms expanding their digitization efforts, making Compliance11 a compelling solution for businesses aiming to modernize their compliance workflows.

Compliance11, Inc. Tech Stack

Compliance11, Inc.'s Email Address Formats

Compliance11, Inc. uses at least 1 format(s):
Compliance11, Inc. Email FormatsExamplePercentage
FLast@compliance11.comJDoe@compliance11.com
50%
First.Last@compliance11.comJohn.Doe@compliance11.com
30%
FMiddleLast@compliance11.comJMichaelDoe@compliance11.com
10%
First@compliance11.comJohn@compliance11.com
10%

Frequently Asked Questions

Where is Compliance11, Inc.'s headquarters located?

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Compliance11, Inc.'s main headquarters is located at 125 South Wacker Drive, 11th Floor. The company has employees across 1 continents, including North America.

What is Compliance11, Inc.'s phone number?

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You can contact Compliance11, Inc.'s main corporate office by phone at . For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Compliance11, Inc.'s official website and social media links?

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Compliance11, Inc.'s official website is compliance11.com and has social profiles on LinkedIn.

What is Compliance11, Inc.'s SIC code NAICS code?

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Compliance11, Inc.'s SIC code is 7371 - Computer Programming Services NAICS code is 5112 - Software Publishers.

How many employees does Compliance11, Inc. have currently?

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As of December 2025, Compliance11, Inc. has approximately 11 employees across 1 continents, including North America. Key team members include Office Manager: B. J.Area Manager - Central: J. P. C.Senior Data Analyst: E. P.. Explore Compliance11, Inc.'s employee directory with LeadIQ.

What industry does Compliance11, Inc. belong to?

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Compliance11, Inc. operates in the Software Development industry.

What is Compliance11, Inc.'s email format?

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Compliance11, Inc.'s email format typically follows the pattern of FLast@compliance11.com. Find more Compliance11, Inc. email formats with LeadIQ.

How much funding has Compliance11, Inc. raised to date?

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As of December 2025, Compliance11, Inc. has raised $1.4M in funding. The last funding round occurred on Jan 31, 2011 for $1.4M.

When was Compliance11, Inc. founded?

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Compliance11, Inc. was founded in 2005.

Compliance11, Inc.

Software DevelopmentIllinois, United States11-50 Employees

Compliance11, Inc., a subsidiary of The Charles Schwab Corporation, is a leading provider of cloud-based compliance automation software for the financial community. Compliance11 products automate employee trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing review, customer complaints, regulatory inquiries and more. The highly scalable, hosted platform can be operational in days freeing you to manage risk, not paper. For more information visit www.compliance11.com.

Section iconCompany Overview

Headquarters
125 South Wacker Drive, 11th Floor
Phone number
SIC Code
7371 - Computer Programming Services
NAICS Code
5112 - Software Publishers
Founded
2005
Employees
11-50

Section iconFunding & Financials

  • $1.4M

    Compliance11, Inc. has raised a total of $1.4M of funding over 4 rounds. Their latest funding round was raised on Jan 31, 2011 in the amount of $1.4M.

  • $10M$25M

    Compliance11, Inc.'s revenue is estimated to be in the range of $10M$25M

Section iconFunding & Financials

  • $1.4M

    Compliance11, Inc. has raised a total of $1.4M of funding over 4 rounds. Their latest funding round was raised on Jan 31, 2011 in the amount of $1.4M.

  • $10M$25M

    Compliance11, Inc.'s revenue is estimated to be in the range of $10M$25M

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