Insights

Strategic Acquisition As a recent acquisition by The Charles Schwab Corporation, Compliance11 has strengthened its position in the financial compliance automation market, presenting opportunities to leverage Schwab’s extensive client base for rapid product deployment and cross-selling.

Market Expansion With a focus on cloud-based compliance software that automates critical regulatory functions, Compliance11 is well-positioned to target mid-sized financial institutions seeking scalable, rapid-deployment solutions to enhance their compliance processes.

Technology Leadership Compliance11’s cloud-native, highly scalable platform offers a compelling value proposition for clients looking to replace cumbersome manual compliance efforts, opening doorways for sales around modernization and automation initiatives.

Growth Potential Operating in a market with competitors like Workiva and OneTrust, Compliance11’s niche focus on financial industry compliance and recent backing by a major financial institution provides a selling point for organizations seeking specialized, trusted compliance solutions.

Financial Opportunities With a revenue range of 10 to 25 million dollars and a modest funding of 1.4 million, Compliance11’s growth trajectory suggests opportunities for expanding sales to larger financial firms and institutions eager for automation tools in compliance and risk management sectors.

Compliance11, Inc. Tech Stack

Compliance11, Inc.'s Email Address Formats

Compliance11, Inc. uses at least 1 format(s):
Compliance11, Inc. Email FormatsExamplePercentage
FLast@compliance11.comJDoe@compliance11.com
50%
First.Last@compliance11.comJohn.Doe@compliance11.com
30%
FMiddleLast@compliance11.comJMichaelDoe@compliance11.com
10%
First@compliance11.comJohn@compliance11.com
10%

Frequently Asked Questions

Where is Compliance11, Inc.'s headquarters located?

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Compliance11, Inc.'s main headquarters is located at 125 South Wacker Drive 11th Floor Chicago, Illinois 60606 United States. The company has employees across 1 continents, including North America.

What is Compliance11, Inc.'s phone number?

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You can contact Compliance11, Inc.'s main corporate office by phone at . For more prospecting data, LeadIQ has access to up-to-date and accurate contact information within our platform. Find, capture, and sync contact data to your CRM and sales tools in one click.

What is Compliance11, Inc.'s official website and social media links?

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Compliance11, Inc.'s official website is compliance11.com and has social profiles on LinkedIn.

What is Compliance11, Inc.'s SIC code NAICS code?

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Compliance11, Inc.'s SIC code is 7371 - Computer Programming Services NAICS code is 5112 - Software Publishers.

How many employees does Compliance11, Inc. have currently?

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As of February 2026, Compliance11, Inc. has approximately 11 employees across 1 continents, including North America. Key team members include Office Manager: B. J.Area Manager - Central: J. P. C.Senior Data Analyst: E. P.. Explore Compliance11, Inc.'s employee directory with LeadIQ.

What industry does Compliance11, Inc. belong to?

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Compliance11, Inc. operates in the Software Development industry.

What is Compliance11, Inc.'s email format?

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Compliance11, Inc.'s email format typically follows the pattern of FLast@compliance11.com. Find more Compliance11, Inc. email formats with LeadIQ.

How much funding has Compliance11, Inc. raised to date?

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As of February 2026, Compliance11, Inc. has raised $1.4M in funding. The last funding round occurred on Jan 31, 2011 for $1.4M.

When was Compliance11, Inc. founded?

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Compliance11, Inc. was founded in 2005.

Compliance11, Inc.

Software DevelopmentIllinois, United States11-50 Employees

Compliance11, Inc., a subsidiary of The Charles Schwab Corporation, is a leading provider of cloud-based compliance automation software for the financial community. Compliance11 products automate employee trading, insider trading surveillance, policy affirmations, employee disclosures, gifts, entertainment, political contributions, marketing review, customer complaints, regulatory inquiries and more. The highly scalable, hosted platform can be operational in days freeing you to manage risk, not paper. For more information visit www.compliance11.com.

Section iconCompany Overview

Headquarters
125 South Wacker Drive 11th Floor Chicago, Illinois 60606 United States
Phone number
SIC Code
7371 - Computer Programming Services
NAICS Code
5112 - Software Publishers
Founded
2005
Employees
11-50

Section iconFunding & Financials

  • $1.4M

    Compliance11, Inc. has raised a total of $1.4M of funding over 4 rounds. Their latest funding round was raised on Jan 31, 2011 in the amount of $1.4M.

  • $10M$25M

    Compliance11, Inc.'s revenue is estimated to be in the range of $10M$25M

Section iconFunding & Financials

  • $1.4M

    Compliance11, Inc. has raised a total of $1.4M of funding over 4 rounds. Their latest funding round was raised on Jan 31, 2011 in the amount of $1.4M.

  • $10M$25M

    Compliance11, Inc.'s revenue is estimated to be in the range of $10M$25M

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