Compliance11, Inc. Email Format
Computer SoftwareIllinois, United States11-50 Employees
Compliance11, Inc. operates in the software development sector and provides cloud-based compliance automation solutions for the financial community. Its platform supports a broad range of automated controls and workflows, including monitoring employee trading, insider activity, disclosures, gifts and entertainment, political contributions, regulatory inquiries, and other compliance-related processes, with an emphasis on scalability and rapid deployment to help organizations manage risk and regulatory burden without extensive paper processes. The company serves financial professionals and institutions seeking centralized, automated oversight to reduce manual compliance work and improve governance. Based in Chicago, Illinois, Compliance11 is a subsidiary of The Charles Schwab Corporation, and it positions itself within the compliance and risk-management software space by offering hosted, scalable solutions that can be operational in days. The recent development noted in industry coverage indicates the company was acquired by Charles Schwab in late 2022, signaling integration into Schwab’s broader suite of financial services and compliance capabilities.