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Comply Regulatory Services Employee Directory

Financial ServicesConnecticut, United States201-500 Employees

Comply Regulatory Services (formerly NRS) is an advanced solution and service offering for investment advisers, broker-dealers, hedge funds, investment companies, and insurance institutions. Meet the consulting and education partner for your compliance program, combining industry-leading expertise and real-world insight to help you stay up to date with the ever-changing regulatory landscape and minimize risk.

Comply Regulatory Services is part of Comply's portfolio of solutions, which address institutional and employee compliance for financial services organizations in the SMB, mid, and enterprise markets.

Find Comply Regulatory Services employees' phone numbers or email addresses

Comply Regulatory Services Global Highlights

Location
Employees

North America
147

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  • United States Of America
    145
  • Guatemala
    1
  • Canada
    1

Europe
76

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  • United Kingdom Of Great Britain And Northern Ireland
    22
  • France
    17
  • Netherlands
    9
  • Croatia
    4
  • Germany
    3
  • Norway
    3
  • Romania
    3
  • Ukraine
    3
  • Portugal
    2
  • Montenegro
    1
  • Bosnia And Herzegovina
    1
  • Switzerland
    1
  • Hungary
    1
  • Serbia
    1
  • Estonia
    1
  • Azerbaijan
    1
  • Sweden
    1
  • Ireland
    1
  • Denmark
    1

Asia
35

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  • India
    19
  • China
    4
  • Japan
    4
  • Indonesia
    2
  • Philippines
    2
  • Russian Federation
    1
  • Malaysia
    1
  • Saudi Arabia
    1
  • Bangladesh
    1

South America
16

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  • Brazil
    13
  • Peru
    2
  • Ecuador
    1

Africa
10

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  • South Africa
    5
  • Rwanda
    2
  • Benin
    1
  • Angola
    1
  • Kenya
    1

Oceania
4

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  • Australia
    4

Comply Regulatory Services's Leadership

  • Stylized image of a person
    S. Z.
    Chief Engineer
    Phone icon
    Mobile Phone
  • Stylized image of a person
    T. K.
    Vp Sales & Marketing
    Phone icon
    Mobile Phone
  • Stylized image of a person
    T. B.
    Vice President Of National Accounts
    Phone icon
    Mobile Phone
  • Stylized image of a person
    S. E.
    President
    Phone icon
    Mobile Phone
  • Stylized image of a person
    C. M.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    D. J.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    T. N.
    Owner
    Phone icon
    Mobile Phone
  • Stylized image of a person
    D. E.
    Vice President
    Phone icon
    Mobile Phone

Contact profiles from Comply Regulatory Services

Name
Title
Contact Info
Location
Last Update
  • Stylized image of a person
    C. M.
    Owner
    Phone icon
    Mobile Phone
    United StatesNew York
    Oct 21, 2024
  • Stylized image of a person
    D. J.
    Owner
    Phone icon
    Mobile Phone
    Oct 17, 2024
  • Stylized image of a person
    S. E.
    President
    Phone icon
    Mobile Phone
    Oct 17, 2024
  • Stylized image of a person
    T. N.
    Owner
    Phone icon
    Mobile Phone
    UNITED STATES
    Mar 07, 2023
  • Stylized image of a person
    S. Z.
    Chief Engineer
    Phone icon
    Mobile Phone
    Montenegro
    Nov 10, 2025
  • Stylized image of a person
    D. E.
    Vice President
    Phone icon
    Mobile Phone
    Oct 16, 2024
  • Stylized image of a person
    R. N.
    Vp, East Coast Distribution
    Phone icon
    Mobile Phone
    Oct 22, 2024
  • Stylized image of a person
    T. K.
    Vp Sales & Marketing
    Phone icon
    Mobile Phone
    United StatesTexas
    Oct 31, 2024
  • Stylized image of a person
    T. B.
    Vice President Of National Accounts
    Phone icon
    Mobile Phone
    Oct 17, 2024
  • Stylized image of a person
    C. R.
    Director, Marketing And Product Development
    Phone icon
    Mobile Phone
    United StatesNew York
    Oct 18, 2025

Frequently Asked Questions

What is Comply Regulatory Services known for?

Minus sign iconPlus sign iconComply Regulatory Services was founded in 1984 operates in the Financial Services industry; you can contact the main corporate office by phone at
+1-800-280-****
. Explore Comply Regulatory Services's company overview page for more information.

What is Comply Regulatory Services's most common email format?

Minus sign iconPlus sign iconComply Regulatory Services employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Comply Regulatory Services email formats with LeadIQ.

How many employees does Comply Regulatory Services have currently?

Minus sign iconPlus sign iconComply Regulatory Services has approximately 335 employees as of December 2025. These team members are located across 6 continents, including North AmericaEuropeAsia.

Who are Comply Regulatory Services's key employees and leadership?

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As of December 2025, Comply Regulatory Services's key employees include:

  • Chief Engineer: S. Z.
  • Vp Sales & Marketing: T. K.
  • Vice President Of National Accounts: T. B.
  • President: S. E.
  • Owner: C. M.

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