Independent advisory Longstanding independent financial planning practice with over two decades of experience and a client asset base exceeding $1 billion, presenting an opportunity to position value-added fiduciary guidance and retirement planning services to middle-market clients and affluent individuals.

Retirement focus Specialization in retirement readiness, life changes, and business retirement plans suggests upsell opportunities around retirement income strategies, 401(k)/defined contribution coaching, and succession planning for business owners.

Multi-state footprint Presence across multiple states with offices in New York and North Carolina enables scalable geographic expansion, cross-selling to regional high-net-worth clients, and leveraging regulatory familiarity for new state enrollments.

Tech-enabled services Utilizes cloud, analytics and modern web infrastructure (AWS, Acquia, module federation, analytics) which can support enhanced client portals, digital onboarding, and data-driven advisory services to attract digitally inclined clients.

Growth potential Revenue in the mid-range with a relatively lean team (11-50 employees) indicates opportunity to offer scalable financial technology, outsourced CIO, or RIA platforms to accelerate client acquisition and deepen wallet share with existing clients.