DFPG Investments Employee Directory

Financial ServicesUtah, United States11-50 Employees

DFPG Investments, LLC. (“DFPG”) is a national, full service, independent broker/dealer headquartered in Salt Lake City, Utah. DFPG is striving to set a new standard for the independent broker/dealer. Financial Professionals have access to a unique, broad platform of traditional and alternative investment products to better serve their clients’ needs. For Financial Professionals seeking a broker/dealer in which their voices will be heard and their opinions will matter, DFPG should be the broker/dealer of choice. Contact us and experience the difference it makes to work with a company who is truly your partner and advocate. Securities offered through DFPG Investments, Inc. Member FINRA (www.finra.org)/SIPC (www.sipc.org). This is neither an offer to sell nor a solicitation of an offer to buy securities. The information on this site alone cannot and should not be used in making investment decisions. Investors should carefully consider their investment objectives, tolerance for risks, and charges and expenses associated with any investment. Social Media Disclosures: http://www.dfpg.com/social-media/

Find DFPG Investments employees' phone numbers or email addresses

DFPG Investments Global Highlights

Location
Employees

North America
28

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  • United States Of America
    28

Europe
1

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  • United Kingdom Of Great Britain And Northern Ireland
    1

Oceania
1

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  • Australia
    1

DFPG Investments's Leadership

  • Stylized image of a person
    M. B.
    Chief Executive Officer
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  • Stylized image of a person
    C. B.
    Chief Compliance Officer And Chief Financial Officer
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  • Stylized image of a person
    R. S.
    President & Cco
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  • Stylized image of a person
    D. F.
    Managing Director
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  • Stylized image of a person
    T. H. S.
    Financial Advisor / Registered Representative / Private Wealth Manager
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  • Stylized image of a person
    C. E.
    Portfolio Manager
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  • Stylized image of a person
    D. L.
    Principal
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  • Stylized image of a person
    E. V.
    Supervisory Principal
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DFPG Investments Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Entrepreneurship
  • Finance
  • Accounting
  • Other

Contact profiles from DFPG Investments

Name
Title
Contact Info
Location
Last Update
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    C. B.
    Chief Compliance Officer And Chief Financial Officer
    Phone icon
    Jul 09, 2024
  • Stylized image of a person
    M. B.
    Chief Executive Officer
    Phone icon
    Dec 05, 2024
  • Stylized image of a person
    R. S.
    President & Cco
    Phone icon
    United StatesUtah
    Nov 12, 2024
  • Stylized image of a person
    D. F.
    Managing Director
    Phone icon
    AustraliaAustralian Capital Territory
    Oct 18, 2025
  • Stylized image of a person
    T. H. S.
    Financial Advisor / Registered Representative / Private Wealth Manager
    Phone icon
    United StatesColorado
    Oct 26, 2025
  • Stylized image of a person
    C. E.
    Portfolio Manager
    Phone icon
    United StatesUtah
    Dec 20, 2024
  • Stylized image of a person
    D. L.
    Principal
    Phone icon
    UNITED STATES
    Oct 23, 2024
  • Stylized image of a person
    E. V.
    Supervisory Principal
    Phone icon
    United StatesUtah
    Oct 16, 2024
  • Stylized image of a person
    T. J.
    Registered Representative
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    United StatesIdaho
    Oct 24, 2025
  • Stylized image of a person
    N. E.
    Transitions & Integrations
    Phone icon
    Nov 19, 2025

Frequently Asked Questions

What is DFPG Investments known for?

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DFPG Investments was founded in 2011 operates in the Financial Services industry. The company's main headquarters is located in 9017 South Riverside Drive #210 Sandy, Utah 84070 United States; you can contact the main corporate office by phone at . Explore DFPG Investments's company overview page for more information.

What is DFPG Investments's most common email format?

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DFPG Investments employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more DFPG Investments email formats with LeadIQ.

How many employees does DFPG Investments have currently?

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DFPG Investments has approximately 13 employees as of February 2026. These team members are located across 3 continents, including North AmericaEuropeOceania.

Who are DFPG Investments's key employees and leadership?

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As of February 2026, DFPG Investments's key employees include:

  • Chief Executive Officer: M. B.
  • Chief Compliance Officer And Chief Financial Officer: C. B.
  • President & Cco: R. S.
  • Managing Director: D. F.
  • Financial Advisor / Registered Representative / Private Wealth Manager: T. H. S.

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