DFPG Investments logo

DFPG Investments Employee Directory

Financial ServicesUtah, United States11-50 Employees

DFPG Investments, LLC is a national, independent broker/dealer operating in the financial services industry, with its headquarters in Salt Lake City, Utah. The firm provides a broad platform of traditional and alternative investment products for financial professionals, aiming to support advisers in meeting their clients’ needs and offering a partner-focused experience. It positions itself as a voice-conscious broker/dealer where professionals’ opinions are valued, emphasizing advocacy and collaboration within the independent advisory space. The company is based in Sandy, Utah, and serves a market seeking independent, full-service brokerage support for a range of investment approaches.

Recent developments include Diversify Advisor Network’s advisory services program launch for retirement planning, reflecting ongoing expansion of services for financial advisers. The organization’s public footprint includes engagement with industry channels and regulatory disclosures typical of broker/dealers, acknowledging the regulatory frameworks governing securities offered through DFPG Investments, Inc. and related investor considerations.

Find DFPG Investments employees' phone numbers or email addresses

DFPG Investments Global Highlights

Location
Employees

North America
30

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  • United States Of America
    30

Europe
1

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  • United Kingdom Of Great Britain And Northern Ireland
    1

Oceania
1

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  • Australia
    1

DFPG Investments's Leadership

  • Stylized image of a person
    M. B.
    Chief Executive Officer
  • Stylized image of a person
    C. B.
    Chief Compliance Officer And Chief Financial Officer
  • Stylized image of a person
    D. F.
    Managing Director
  • Stylized image of a person
    J. B.
    Investment Director
  • Stylized image of a person
    N. E.
    Transitions & Integrations
  • Stylized image of a person
    J. E.
    Information Systems Specialist

DFPG Investments Employee Metrics

100%
50%
0%
2026
2025
  • Banking
  • Business
  • Entrepreneurship
  • Finance
  • Accounting
  • Other

Contact profiles from DFPG Investments

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    C. B.
    Chief Compliance Officer And Chief Financial Officer
    Jul 09, 2024
  • Stylized image of a person
    M. B.
    Chief Executive Officer
    Dec 05, 2024
  • Stylized image of a person
    D. F.
    Managing Director
    AustraliaAustralian Capital Territory
    May 28, 2026
  • Stylized image of a person
    J. B.
    Investment Director
    Nov 07, 2024
  • Stylized image of a person
    N. E.
    Transitions & Integrations
    May 30, 2026
  • Stylized image of a person
    J. E.
    Information Systems Specialist
    Oct 17, 2024

Frequently Asked Questions

What is DFPG Investments known for?

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DFPG Investments was founded in 2011 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore DFPG Investments's company overview page for more information.

What is DFPG Investments's most common email format?

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DFPG Investments employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more DFPG Investments email formats with LeadIQ.

How many employees does DFPG Investments have currently?

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DFPG Investments has approximately 13 employees as of July 2026. These team members are located across 3 continents, including North AmericaEuropeOceania.

Who are DFPG Investments's key employees and leadership?

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As of July 2026, DFPG Investments's key employees include:

  • Chief Executive Officer: M. B.
  • Chief Compliance Officer And Chief Financial Officer: C. B.
  • Managing Director: D. F.
  • Investment Director: J. B.
  • Transitions & Integrations: N. E.

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