Evans Law, PC Employee Directory
Law PracticeCalifornia, United States2-10 Employees
Evans Law, PC is a full service corporate and securities firm serving the diverse needs of the financial services industry from the boardroom to the courtroom. We are dedicated to providing experienced and strategic legal counsel to help clients manage risk, structure transactions, protect and maximize opportunities, pursue remedies, resolve disputes and advance their business. The law firm brings decades of collective experience to each matter entrusted to us. Current members of our firm include a former chief executive of a FINRA member firm, general counsel and chief operating officer to securities issuers and a FINRA arbitrator with intimate knowledge of the challenges and objectives faced by broker-dealers, issuers, representatives and investment advisers. We welcome your review of our practice areas for further description of our professional services. Should you wish to speak with one of our attorneys, please click Contact above for address, phone number and email contact details or visit our website at www.secorplaw.com. Primary areas of practice: Arbitration and Litigation: Arbitration - FINRA, AAA and JAMS State and Federal Courts Administrative and Regulatory Enforcement Mediation Expert Witness Services Securities Issuers: Private Placements State and Federal Securities Offerings Venture Capital Due Diligence Assistance Broker-Dealer and Registered Investment Adviser Services: Formation and Registration FINRA Rule 1017 Applications Regulatory Inquiry and Exam Assistance Internal Investigations and Risk Assessments Customer Complaint Response Product Due Diligence Written Supervisory Policies and Procedures Review, Training and Compliance Operations and Marketing General Corporate: Corporate Governance and Entity Formation Joint Ventures Mergers and Acquisitions Energy and Oil & Gas
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