Industry Niche Boutique investment bank with strengths in fixed income trading, capital markets, public finance, and client portfolio solutions, offering opportunities to cross-sell fixed income products, trading services, and municipal finance solutions to institutional clients and fiduciaries.

Owner Structure 100% employee-owned and majority women-owned, signaling potential to leverage WBENC certification for supplier diversity programs and targeted partnerships, as well as buyer preference among institutions prioritizing diverse vendors.

Geographic Footprint Headquartered in Raleigh with teams in Vermont and California, suggesting expansion potential in federal and state finance markets across different regions and opportunities to service public finance needs nationwide.

Recent Change Acquired by Cortland Partners in December 2021, presenting a potential window for integration opportunities, cross-selling of asset-backed or real estate financing products, and reassessment of client portfolios during post-acquisition transitions.

Financial Profile Revenue in the low tens of millions with a lean employee base, indicating a favorable move for partnerships around scalable capital markets solutions, advisory services, and portfolio optimization tailored to mid-market institutional clients.