Financial Industry Regulatory Authority (FINRA) Employee Directory
Financial ServicesDistrict of Columbia, United States5001-10000 Employees
FINRA is a U.S. self-regulatory organization overseeing broker-dealers within the financial services industry. It aims to protect investors, promote capital formation, and safeguard the integrity of the markets, all without relying on American taxpayer funding. The organization is headquartered in Washington, D.C. By regulating broker-dealers, FINRA helps address compliance and market integrity concerns for investors and market participants. In May 2026, FINRA's Corporate Financing Department introduced a Private Placement Information page that publicly shares selected data from private placement filings.
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