Financial Industry Regulatory Authority (FINRA) Employee Directory

Financial ServicesUnited States5001-10000 Employees

FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.

Only the official, verified social media accounts for FINRA are authorized to represent FINRA’s views. Any opinions or statements expressed on other accounts do not reflect the views of the organization.

Find Financial Industry Regulatory Authority (FINRA) employees' phone numbers or email addresses

Financial Industry Regulatory Authority (FINRA) Global Highlights

North America
6.8K

United States Of America
6.8K
Canada
19
Costa Rica
1
Trinidad And Tobago
1

Asia
46

India
23
Philippines
4
Singapore
3
Pakistan
2
China
2
Indonesia
2
United Arab Emirates
2
Japan
1
Russian Federation
1
Kuwait
1
Bangladesh
1
Nepal
1
Malaysia
1
Yemen
1
Brunei Darussalam
1

Africa
44

South Africa
30
Nigeria
7
Ghana
2
Egypt
1
Tunisia
1
Kenya
1
Botswana
1
Niger
1

Europe
37

United Kingdom Of Great Britain And Northern Ireland
21
Germany
3
Netherlands
2
Serbia
2
Poland
2
Ukraine
1
Austria
1
Ireland
1
Portugal
1
Romania
1
Spain
1
Italy
1

Oceania
7

Australia
7

South America
7

Brazil
2
Argentina
2
Peru
1
Uruguay
1
Colombia
1

Financial Industry Regulatory Authority (FINRA)'s Leadership

J. B.
Chief Executive Officer
Mobile Phone
Email
M. S.
Chief Executive Officer
Mobile Phone
Email
E. P.
Chief Information Security Officer (ciso)
Mobile Phone
Email
R. C.
Chief Legal Officer
Mobile Phone
Email
T. K.
Chief Technology Engineering Officer
Mobile Phone
Email
S. B.
Chief Data Officer
Mobile Phone
Email
E. M.
Chief Information Officer
Mobile Phone
Email
J. K.
Chief Technology Officer
Mobile Phone
Email

Financial Industry Regulatory Authority (FINRA) Employee Metrics

100%

50%

2025

2024

Analytics
Engineering
Legal
Finance
Administrative
Other
Product Management
Operations

Contact profiles from Financial Industry Regulatory Authority (FINRA)

Name

Title

Contact Info

Location

Last Update

S. M. A.
National Securities Arbitration Panel Chairman
Mobile Phone
Email
United StatesMassachusetts
Aug 07, 2025
T. D.
Executive Vice President-Chief Financial And Administrative Officer (cfao)
Mobile Phone
Email
United StatesDistrict of Columbia
Oct 21, 2025
I. G.
Director - Finance Cfo
Mobile Phone
Email
United StatesNew Jersey
Oct 23, 2025
M. L. I.
Senior Executive Assistant To The Evp And Chief Human Resources Officer
Mobile Phone
Email
May 30, 2025
M. D.
Senior Vice President And Chief Hearing Officer, Office Of Hearing Officers (oho)
Mobile Phone
Email
United StatesMaryland
Jan 16, 2024
T. C.
Executive Assistant To Chief Technology Officer
Mobile Phone
Email
United StatesDc
Jul 18, 2025
K. M.
Executive Assistant - Office Of The Ceo
Mobile Phone
Email
United StatesDistrict of Columbia
Oct 25, 2025
G. S.
Chairman Of Investment Committee
Mobile Phone
Email
United StatesPennsylvania
Oct 26, 2025
C. D. S.
Co-Founder And Moderator
Mobile Phone
Email
Oct 18, 2024
C. W.
Co Owner
Mobile Phone
Email
Oct 23, 2024

Frequently Asked Questions

What is Financial Industry Regulatory Authority (FINRA) known for?

Financial Industry Regulatory Authority (FINRA) was founded in 2007 operates in the Financial Services industry. The company's main headquarters is located in 1700 K St NW, Washington, District of Columbia 20006, US; you can contact the main corporate office by phone at

+1-301-590-****

. Explore Financial Industry Regulatory Authority (FINRA)'s company overview page for more information.

What is Financial Industry Regulatory Authority (FINRA)'s most common email format?

Financial Industry Regulatory Authority (FINRA) employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more Financial Industry Regulatory Authority (FINRA) email formats with LeadIQ.

How many employees does Financial Industry Regulatory Authority (FINRA) have currently?

Financial Industry Regulatory Authority (FINRA) has approximately 6.2K employees as of October 2025. These team members are located across 6 continents, including North AmericaAsiaAfrica.

Who are Financial Industry Regulatory Authority (FINRA)'s key employees and leadership?

As of October 2025, Financial Industry Regulatory Authority (FINRA)'s key employees include:

Chief Executive Officer: J. B.
Chief Executive Officer: M. S.
Chief Information Security Officer (ciso): E. P.
Chief Legal Officer: R. C.
Chief Technology Engineering Officer: T. K.

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