FINRA (Financial Industry Regulatory Authority) Employee Directory

Financial ServicesDistrict of Columbia, United States5001-10000 Employees

FINRA, the self-regulator of broker-dealers, protects investors, promotes capital formation and safeguards the markets – all at no cost to American taxpayers.

Only the official, verified social media accounts for FINRA are authorized to represent FINRA’s views. Any opinions or statements expressed on other accounts do not reflect the views of the organization.

Find FINRA (Financial Industry Regulatory Authority) employees' phone numbers or email addresses

FINRA (Financial Industry Regulatory Authority) Global Highlights

North America
6.7K

United States Of America
6.7K
Canada
17
Costa Rica
1
Trinidad And Tobago
1

Asia
45

India
24
Philippines
3
Pakistan
2
Indonesia
2
Singapore
2
United Arab Emirates
2
China
2
Bangladesh
1
Kuwait
1
Malaysia
1
Yemen
1
Russian Federation
1
Brunei Darussalam
1
Nepal
1
Japan
1

Africa
44

South Africa
29
Nigeria
8
Ghana
2
Botswana
1
Egypt
1
Niger
1
Kenya
1
Tunisia
1

Europe
36

United Kingdom Of Great Britain And Northern Ireland
20
Germany
4
Poland
2
Serbia
2
Netherlands
2
Spain
1
Romania
1
Italy
1
Portugal
1
Ukraine
1
Ireland
1

South America
7

Brazil
2
Argentina
2
Peru
1
Uruguay
1
Colombia
1

Oceania
6

Australia
6

FINRA (Financial Industry Regulatory Authority)'s Leadership

J. B.
Chief Executive Officer
Mobile Phone
Email
M. S.
Chief Executive Officer
Mobile Phone
Email
S. J.
Chief Executive Officer
Mobile Phone
Email
E. P.
Chief Information Security Officer (ciso)
Mobile Phone
Email
R. C.
Chief Legal Officer
Mobile Phone
Email
T. K.
Chief Technology Engineering Officer
Mobile Phone
Email
L. D.
Chief Privacy Officer & Associate General Counsel
Mobile Phone
Email
S. B.
Chief Data Officer
Mobile Phone
Email

FINRA (Financial Industry Regulatory Authority) Employee Metrics

100%

50%

0%

2026

2025

Analytics
Engineering
Legal
Finance
Administrative
Other
Product Management
Operations
Banking
Information Technology

Contact profiles from FINRA (Financial Industry Regulatory Authority)

Name

Title

Contact Info

Location

Last Update

M. D.
Senior Vice President And Chief Hearing Officer, Office Of Hearing Officers (oho)
Mobile Phone
Email
United StatesMaryland
Jan 16, 2024
T. C.
Executive Assistant To Chief Technology Officer
Mobile Phone
Email
United StatesDc
Nov 15, 2025
K. M.
Executive Assistant - Office Of The Ceo
Mobile Phone
Email
United StatesDistrict of Columbia
Oct 25, 2025
C. D. S.
Co-Founder And Moderator
Mobile Phone
Email
Oct 18, 2024
C. W.
Co Owner
Mobile Phone
Email
Oct 23, 2024
D. Z.
Partner
Mobile Phone
Email
Oct 22, 2024
E. M.
Chief Information Officer
Mobile Phone
Email
Oct 23, 2024
I. S.
Owner
Mobile Phone
Email
Oct 22, 2024
J. B.
Chief Executive Officer
Mobile Phone
Email
UNITED STATES
Mar 08, 2023
J. K.
Chief Technology Officer
Mobile Phone
Email
Oct 21, 2024

Frequently Asked Questions

What is FINRA (Financial Industry Regulatory Authority) known for?

FINRA (Financial Industry Regulatory Authority) was founded in 2007 operates in the Financial Services industry. The company's main headquarters is located in 1700 k Street Northwest Washington, District of Columbia 20006 United States; you can contact the main corporate office by phone at

+1-301-590-****

. Explore FINRA (Financial Industry Regulatory Authority)'s company overview page for more information.

What is FINRA (Financial Industry Regulatory Authority)'s most common email format?

FINRA (Financial Industry Regulatory Authority) employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FINRA (Financial Industry Regulatory Authority) email formats with LeadIQ.

How many employees does FINRA (Financial Industry Regulatory Authority) have currently?

FINRA (Financial Industry Regulatory Authority) has approximately 6.1K employees as of February 2026. These team members are located across 6 continents, including North AmericaAsiaAfrica.

Who are FINRA (Financial Industry Regulatory Authority)'s key employees and leadership?

As of February 2026, FINRA (Financial Industry Regulatory Authority)'s key employees include:

Chief Executive Officer: J. B.
Chief Executive Officer: M. S.
Chief Executive Officer: S. J.
Chief Information Security Officer (ciso): E. P.
Chief Legal Officer: R. C.

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