FirstMark Regulatory Solutions logo

FirstMark Regulatory Solutions Employee Directory

Financial ServicesFlorida, United States2-10 Employees

FirstMark Regulatory Solutions is a compliance consulting firm serving the financial services sector, focusing on broker-dealers registered with the SEC and FINRA, their accountants, and their attorneys. The firm assists clients in navigating complex and evolving regulatory requirements, including FINRA membership processes, anti-money laundering testing, and related compliance activities. Based in Boca Raton, Florida, the company emphasizes expertise drawn from leadership with experience at FINRA and specializes in guiding organizations through regulatory applications and independent testing. The target market includes financial services firms seeking guidance on membership applications, regulatory procedures, and AML controls.

Find FirstMark Regulatory Solutions employees' phone numbers or email addresses

FirstMark Regulatory Solutions Global Highlights

Location
Employees

North America
2

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  • United States Of America
    2

Africa
1

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  • Kenya
    1

FirstMark Regulatory Solutions's Leadership

  • Stylized image of a person
    M. A.
    Founder & Principal

FirstMark Regulatory Solutions Employee Metrics

100%
50%
0%
2026
2025
  • Business
  • Accounting
  • Administrative
  • Analytics
  • Arts & Design
  • Other

Contact profiles from FirstMark Regulatory Solutions

Name
Title
Contact
Location
Last Update
  • Stylized image of a person
    M. A.
    Founder & Principal
    Mar 25, 2026

Frequently Asked Questions

What is FirstMark Regulatory Solutions known for?

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FirstMark Regulatory Solutions was founded in 2013 operates in the Financial Services industry; you can contact the main corporate office by phone at . Explore FirstMark Regulatory Solutions's company overview page for more information.

What is FirstMark Regulatory Solutions's most common email format?

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FirstMark Regulatory Solutions employees' email format typically follows the pattern of . Trying to find reliable and up-to-date employee contact data? Find more FirstMark Regulatory Solutions email formats with LeadIQ.

How many employees does FirstMark Regulatory Solutions have currently?

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FirstMark Regulatory Solutions has approximately 2 employees as of July 2026. These team members are located across 2 continents, including North AmericaAfrica.

Who are FirstMark Regulatory Solutions's key employees and leadership?

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As of July 2026, FirstMark Regulatory Solutions's key employees include:

  • Founder & Principal: M. A.

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